Market Operations Auditor

1 day ago


Tirupati, Andhra Pradesh, India beBeeCompliance Full time ₹ 12,00,000 - ₹ 15,00,000

Job Title: Market Oversight Specialist

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Hiring for a leading financial services organization. We are looking for a highly skilled professional to join our team as a Market Oversight Specialist.

  • Perform thorough audits on market operations to ensure adherence to regulatory requirements and industry standards.
  • Analyze trading practices, client interactions, and financial reporting to identify potential discrepancies or issues.
  • Conduct detailed audits of market activities, including trading practices, client transactions, and account management.
  • Evaluate the effectiveness of internal controls and risk management processes related to market operations.

The ideal candidate will possess excellent analytical and problem-solving skills, with the ability to work in a fast-paced environment. A strong understanding of regulatory requirements and industry standards is essential.

About the Role:

We offer a competitive salary package, comprehensive training, and opportunities for career growth and development.

Key Responsibilities:

➢ Perform audits on market operations to verify adherence to compliance and regulatory requirements.

➢ Analyze trading practices, client interactions, and financial reporting to identify potential discrepancies or issues.

➢ Conduct detailed audits of market activities, including trading practices, client transactions, and account management.

➢ Evaluate the effectiveness of internal controls and risk management processes related to market operations.

➢ Ensure that market operations adhere to relevant regulations and industry standards, including compliance with financial market regulations and anti-money laundering (AML) requirements.

➢ Monitor changes in regulatory requirements and update audit practices as needed.

➢ Analyze transaction records, trade confirmations, and client communications to identify discrepancies, unauthorized activities, or compliance issues.

➢ Verify the accuracy and integrity of financial reporting related to market activities.

➢ Assess the design and effectiveness of internal controls implemented in market processes.

➢ Identify control weaknesses or gaps and recommend improvements to enhance operational efficiency and compliance.


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