
Compliance Specialist
16 hours ago
Job Summary:
The Compliance Officer is responsible for ensuring adherence to regulatory requirements and industry standards.
Key Responsibilities:
- Monitor and evaluate regulatory updates relevant to the organization, assessing their impact on policies and business processes.
- Provide compliance advisory to business teams on loan proposals and related matters, ensuring strict adherence to RBI and SEBI guidelines.
- Prepare and submit periodic returns to RBI and other regulators, coordinating with group entities to share compliance updates and submit data.
- Develop and implement the annual compliance testing plan, reporting significant compliance lapses to the Audit Committee and senior leadership.
Requirements:
- Bachelor's or Master's degree in Law, Finance, or a related field.
- 7-13 years of experience in regulatory compliance, preferably in banking or NBFC sector.
- Strong understanding of RBI and SEBI regulations and financial compliance frameworks.
- Excellent communication, analytical, and stakeholder management skills.
Preferred Attributes:
- Certification in Compliance, Risk Management, or related areas.
- Experience in policy drafting and governance.
- Familiarity with compliance systems and automation tools.
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