Compliance Professional

2 weeks ago


Aurangabad, Maharashtra, India beBeeCompliance Full time ₹ 15,00,000 - ₹ 25,00,000
Job Description

As a Compliance Manager, you will be responsible for ensuring that our organization is in compliance with all relevant regulatory requirements.

Key Responsibilities:

  • Understanding of Peak margin, Quarterly settlement, MTF, CUSIP process to address the queries/alerts from the Exchange.
  • Handling of Audits mandated by NSE and BSE
  • Implementing the latest circulars issued by SEBI/Exchanges/Depositories/PFRDA and timely following up with respective stakeholders to ensure compliance.
  • Preparing and disseminating Compliance calendar to respective stakeholders and ensuring timely Submission.
  • Handling On-site and Off-site Inspections of SEBI/stock exchanges.
  • Overseeing new product launches and assisting the team in building new products and processes.
  • Maintaining Monthly Governance Dashboard and discussing the same with Management.
  • Liasoning with the Exchange and internal teams.
  • Additional Compliances like Segment Activation, Software approvals etc.


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