Senior Compliance Specialist

2 weeks ago

Bengaluru, Karnataka, India beBeeCompliance Full time US$ 90,000 - US$ 1,20,000
Job Title: Compliance Specialist Lead

As a Senior Compliance Analyst, you will be responsible for overseeing compliance support activities and ensuring the effectiveness of the Compliance Program for assigned products, services, and business activities. This includes regulatory oversight of core or significant high-risk product lines that contain complex banking functions.

Key Responsibilities:
  • Monitors and communicates regulatory changes that impact FIS products, services, and business activities.
  • Maintains knowledge of applicable laws and regulations.
  • Offers guidance on implementing regulatory changes.
  • Communicates detailed requirements to LOB, validates solution approach, and monitors status.
  • Provides compliance reviews and direction for new and expanding products and services.
  • Responds to issues and matters pertaining to regulatory compliance of FIS products, services, and business activities.
  • Performs periodic reviews and evaluations of FIS products, services, and business activities to validate compliance with applicable laws and regulations or detect regulatory violations, weak controls, or other potential areas of exposure.
  • Conducts compliance assessments and provides direction on any deficiencies detected by those assessments.
  • Meets with business unit Compliance Officers on a regular basis for status updates on compliance issues.
  • Monitors LOB compliance activities to verify that regulatory compliance deadlines and requirements are met.
  • Tracks and validates product compliance deficiencies to completion.
  • Participates in development of compliance sessions/presentations.
  • Participates in training promoting compliance awareness.
  • Identifies areas of potential improvement.
  • Provides updates for periodic reports.
  • Interfaces with legal counsel and federal, state, and local agencies, as needed, to address regulatory or compliance issues, concerns, or questions.
  • Assists the business with responses to customer compliance-specific questions and concerns.
  • Participates with and/or leads customer focus and advisory groups.
  • Prepares and approves internal and customer communications covering compliance issues (bulletins, position statements, monthly reports, etc.).


Requirements:
  • Bachelor's degree in business administration or law or an equivalent combination of education, training, or work experience.
  • Excellent verbal and written communication skills.
  • 5+ years of experience in regulations, compliance testing.
  • Shift time is 2 PM to 11 PM IST.
  • Ability to understand and apply learned concepts.
  • Demonstrated ability to plan and complete work within tight time limitations.
  • Excellent analytical skills.


Preferred Qualifications:
  • Experience or knowledge working in a compliance role or within a consumer reporting agency.
  • Knowledge of understanding of regulatory requirements such as FCRA or UDAAP.
  • Bachelor's degree in business administration or law or an equivalent combination of education, training, or work experience.


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