
Auditor Role
3 days ago
Job Summary
- We seek an experienced Auditor to lead the internal audit function.
Main Responsibilities
- This role involves coordinating audits, preparing checklists, and reviewing reports.
- The successful candidate will analyze data from other exchanges and internal teams for member evaluation.
Data Analysis
- The ideal candidate will use analytics tools to generate reports and flag high-risk or financially stressed members.
Limited Purpose Inspections (LPI)
- Scoped and monitored LPIs based on risk triggers.
- The candidate will review regional office reports and share findings with regulatory bodies.
IT Coordination
- Liaise with IT for system enhancements and UAT testing.
- The candidate will ensure accurate release of updates in the live environment.
Regulatory Compliance
- Drove process improvements and submitted updates to the Business Excellence team.
- The candidate will respond to regulatory queries and maintain records.
- Managed investor awareness campaigns using UCC data.
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