Assistant Compliance Manager

3 days ago


Dombivli, Maharashtra, India beBeeCompliance Full time ₹ 18,00,000 - ₹ 25,00,000

Job Summary:

The role of a Compliance Assistant Manager involves overseeing the management team in achieving a seamless work environment by undertaking activities related to membership compliance of the Exchange.

Key Responsibilities:

  • Maintaining records, updating control sheets, and following up with members via mail and phone calls to ensure timely completion of tasks.
  • Closure of alerts in Trackwizz application, maintaining monthly databases, and collating data for SEBI/internal departments to facilitate informed decision-making.

Requirements:

  • A proactive and result-oriented individual with 3-4 years of experience in securities/capital markets, financial services, mutual funds, or insurance companies.
  • Analytical ability and an eye for detail, strong communication skills, and good execution skills are essential for success in this role.
  • The ideal candidate will be able to share learning, develop, and communicate best practices across various groups and satisfy company and national regulatory standards.

Skills Required:

  • Strong analytical and problem-solving skills
  • Excellent communication and interpersonal skills
  • Ability to work under pressure and meet deadlines
  • Familiarity with exchange regulations and guidelines


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