Compliance Reporting Professional

Compliance ExpertJob Description:In this role, you will play a critical part in ensuring that our trading activities and internal practices adhere to regulatory standards and internal policies. You will be responsible for conducting thorough reviews of employee trading activities, enforcing trade preclearance processes, and collaborating with investment...

Job Title: Compliance ManagerThe Corporate Agent/Insurance Broker requires a seasoned professional to oversee and ensure compliance with all activities. This role demands strong regulatory knowledge, operational oversight, and effective grievance redressal in line with IRDAI guidelines.Supervise and monitor the activities of the Corporate Agent; ensure that...

We are seeking an experienced legal professional to oversee RERA compliance activities in multiple states.Key Responsibilities:RERA Registration & ComplianceHandle end-to-end registration of new real estate projects under respective state RERA authorities.Ensure timely submission of necessary documentation, declarations, and compliance forms as mandated by...

Financial Reporting Manager RoleWe are seeking an experienced professional to join our Finance team as a Financial Reporting Manager.Prepare and finalize financial statements, ensuring accuracy and compliance with IGAAP, Income Tax Act, GST Act, and Companies Act provisions.Coordinate with internal and external auditors to ensure smooth completion of...

AML Specialist RoleWe are seeking a skilled AML specialist to conduct thorough Know Your Customer (KYC) and Anti-Money Laundering (AML) reviews in line with regulatory standards and internal policies.Conduct accurate and timely processing of customer information and data verification, ensuring adherence to regulatory guidelines.Perform due diligence on...

Compliance Leadership RoleWe are seeking a seasoned professional to lead our compliance efforts, ensuring regulatory adherence across various sectors.Key Responsibilities:Coordinating with clients to resolve SEBI AIF/PMS compliance queries and addressing any related concerns.Collaborating with the team to deliver group-level restructuring projects, focusing...

Job Title: Compliance Governance SpecialistThe Compliance Function requires an experienced administrative professional to provide essential support, ensuring the effective coordination and maintenance of compliance activities across the institution.Collaborate with the Head of Compliance in managing day-to-day compliance obligations.Maintain accurate records...

As a key member of our organization, we are seeking an experienced Payroll and Compliance Specialist to oversee payroll processing, statutory compliance, and administrative operations. This role is responsible for ensuring accurate payroll execution, maintaining compliance with labour laws, managing audits, and supporting day-to-day HR & administrative...

Job Title: Compliance Assurance SpecialistAs a key member of our team, you will play a vital role in ensuring the accuracy and completeness of system and cyber audit reports.Key Responsibilities:Review and analyze system and cyber audit reports submitted by trading members or stockbrokers to ensure they meet regulatory requirements.Maintain accurate and...

Business Compliance SpecialistThis role involves handling federal registrations, state and local tax registrations, payroll setups, and managing ongoing regulatory compliance for US-based entities.Key Responsibilities:Assist clients with business entity formations, including LLCs, corporations, partnerships, and sole proprietorships.Manage federal business...