Market Surveillance Expert

1 month ago


Thiruvananthapuram, Kerala, India Guidehouse Full time
Market Surveillance Analyst

Job Summary

We are seeking a highly skilled Market Surveillance Analyst to join our team at Guidehouse. The ideal candidate will possess a strong understanding of financial markets, including technical aspects, and have a keen eye for detail.

Key Responsibilities

  1. Market Monitoring
  • Continuously monitor trading activities and market data to detect unusual patterns or potential market abuses.
  • Utilize advanced analytics and surveillance tools to identify irregularities in trading behavior.
  • Review trade surveillance alerts and conduct analysis of trading and market activity for asset classes and programs.
Data Analysis
  • Analyze large datasets to identify trends, patterns, and potential compliance issues.
  • Prepare detailed reports and present findings to management and regulatory bodies as required.
  • Investigate market-moving events and create market color, conduct analysis of trading in the context of this market color, and develop recommendations.
Regulatory Compliance
  • Ensure all market activities adhere to regulatory requirements and internal policies.
  • Stay updated with the latest regulations and industry standards, implementing necessary changes in surveillance processes.
Technical Proficiency
  • Demonstrate a strong understanding of financial instruments, trading platforms, and market dynamics.
  • Utilize technical analysis and quantitative methods to assess market trends and trading activities.
  • Proficiency with Bloomberg, Reuters, and other market data tools, and aptitude for research.
  • Interest in capital markets, current events, and financial news.
Communication
  • Communicate findings and recommendations effectively through well-structured narratives and comprehensive write-ups.

Requirements

  • Detail-oriented with a high level of accuracy.
  • Strong problem-solving abilities and critical thinking skills.
  • Excellent English communication skills, both written and verbal.
  • Experience with reviewing trading activity for Compliance and familiarity with securities laws and regulations for identifying potential trading violations.
  • An understanding of markets and potential market manipulative behavior and a demonstrated ability to conduct reviews relating to regional rules and regulations.
  • Ability to work under pressure and manage multiple tasks simultaneously.
  • A proactive approach to identifying potential risks and implementing effective solutions.
  • Interest in trading with financial instruments and understanding of financial markets as well as good analytical logic regarding clients' trading behavior.

Qualifications

  • Master's degree in finance, Economics, or a related field.
  • Professional certifications such as CFA are advantageous.
  • 2-4 years' experience in different product types such as fixed-income securities, equity options, and other derivatives.
  • Proven experience in market surveillance, compliance, or a related role within financial services.
  • Strong analytical skills and the ability to interpret complex data sets.
  • Proficiency in using surveillance and analytics tools.
  • Advanced skills in English writing, comprehension, and reading, with a demonstrated ability to produce high-quality reports and analyses.


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