Market Surveillance Expert
1 month ago
Job Summary
We are seeking a highly skilled Market Surveillance Analyst to join our team at Guidehouse. The ideal candidate will possess a strong understanding of financial markets, including technical aspects, and have a keen eye for detail.
Key Responsibilities
- Market Monitoring
- Continuously monitor trading activities and market data to detect unusual patterns or potential market abuses.
- Utilize advanced analytics and surveillance tools to identify irregularities in trading behavior.
- Review trade surveillance alerts and conduct analysis of trading and market activity for asset classes and programs.
- Analyze large datasets to identify trends, patterns, and potential compliance issues.
- Prepare detailed reports and present findings to management and regulatory bodies as required.
- Investigate market-moving events and create market color, conduct analysis of trading in the context of this market color, and develop recommendations.
- Ensure all market activities adhere to regulatory requirements and internal policies.
- Stay updated with the latest regulations and industry standards, implementing necessary changes in surveillance processes.
- Demonstrate a strong understanding of financial instruments, trading platforms, and market dynamics.
- Utilize technical analysis and quantitative methods to assess market trends and trading activities.
- Proficiency with Bloomberg, Reuters, and other market data tools, and aptitude for research.
- Interest in capital markets, current events, and financial news.
- Communicate findings and recommendations effectively through well-structured narratives and comprehensive write-ups.
Requirements
- Detail-oriented with a high level of accuracy.
- Strong problem-solving abilities and critical thinking skills.
- Excellent English communication skills, both written and verbal.
- Experience with reviewing trading activity for Compliance and familiarity with securities laws and regulations for identifying potential trading violations.
- An understanding of markets and potential market manipulative behavior and a demonstrated ability to conduct reviews relating to regional rules and regulations.
- Ability to work under pressure and manage multiple tasks simultaneously.
- A proactive approach to identifying potential risks and implementing effective solutions.
- Interest in trading with financial instruments and understanding of financial markets as well as good analytical logic regarding clients' trading behavior.
Qualifications
- Master's degree in finance, Economics, or a related field.
- Professional certifications such as CFA are advantageous.
- 2-4 years' experience in different product types such as fixed-income securities, equity options, and other derivatives.
- Proven experience in market surveillance, compliance, or a related role within financial services.
- Strong analytical skills and the ability to interpret complex data sets.
- Proficiency in using surveillance and analytics tools.
- Advanced skills in English writing, comprehension, and reading, with a demonstrated ability to produce high-quality reports and analyses.
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