Head of Regulatory Affairs

1 day ago


Nashik, Maharashtra, India beBeeCompliance Full time ₹ 20,00,000 - ₹ 35,00,000
Compliance Manager Role

The role of a Compliance Manager is pivotal in ensuring the organization maintains regulatory compliance across various portfolios. This position requires an individual with substantial experience in compliance management, preferably 3-10 years, with expertise in SEBI regulations.

The ideal candidate should possess excellent verbal and written communication skills, as well as the ability to coordinate with clients and colleagues alike. You will be responsible for ensuring regulatory compliances for the organization, resolving client queries, and coordinating during inspections and audits.

Key Responsibilities:

  • Coordinate with clients on SEBI AIF/PMS compliances
  • Resolve regulatory queries of clients
  • Coordinate during Inspection/Audit
  • Assist in group level restructuring projects

Furthermore, the successful candidate must have exposure to AIF/PMS compliance, a good understanding of financial products, and familiarity with research analysts, fund managers, portfolio managers, broker dealers, wealth managers, or investment advisors.



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