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Compliance Specialist
2 weeks ago
Compliance Expertise:
- Lead regulatory compliance and risk management initiatives, ensuring adherence to RBI and SEBI guidelines.
- Provide strategic advisory services to business teams on loan proposals and related matters.
- Prepare and submit periodic returns to RBI and other regulators, coordinating with group entities.
- Develop and implement annual compliance testing plans, reporting significant lapses to the Audit Committee and senior leadership.
- Lead annual RBI inspections, statutory and internal audits, and other regulatory reviews, ensuring audit readiness and timely closure of findings.
Qualifications & Skills:
- Bachelor's or Master's degree in Law, Finance, or a related field.
- 7–13 years of experience in regulatory compliance, preferably in banking or NBFC sector.
- Strong understanding of RBI and SEBI regulations, financial compliance frameworks, and stakeholder management principles.
- Excellent communication, analytical, and stakeholder engagement skills.
- Experience in handling audits, inspections, and board-level presentations.
Key Responsibilities:
- Regulatory Oversight: Continuously monitor regulatory updates, assess their impact on policies and business processes, and ensure timely implementation.
- Compliance Strategy: Develop and execute comprehensive compliance strategies, aligning with RBI and SEBI requirements.
- Reporting & Communication: Prepare and submit reports to RBI and other regulators, acting as the single point of contact for regulatory queries and clarifications.
Benefits:
- Opportunity to work in a dynamic regulatory environment, driving compliance excellence.
- Collaborative team culture, fostering stakeholder engagement and knowledge sharing.
- Professional growth opportunities, including training and development programs.