NBFC Regulatory Affairs Specialist

1 week ago


Gurgaon, Haryana, India Stashfin Full time

**Job Overview:**

We are looking for a highly skilled NBFC Regulatory Affairs Specialist to join our team at StashFin. In this role, you will be responsible for ensuring the company's compliance with RBI and SEBI regulations.

**Key Responsibilities:**

  • Stay up-to-date with RBI / SEBI regulations, circulars, guidelines, and notifications relevant to the NBFC sector.
  • Develop and maintain a robust compliance framework aligned with RBI directives, ensuring regulatory adherence, SEBI directives including LODR requirements.
  • Monitor changes in RBI / SEBI regulations and update compliance policies and procedures accordingly.
  • Oversee issuance of securities (shares/debentures) and ensure compliance with Companies Act, RBI, and FEMA.

**Statutory Compliance and Reporting:**

Maintain and update statutory books, including registers of members, directors, and secretaries.

Prepare and file necessary e-forms/returns with MCA/ROC and other statutory/regulatory authorities.

Review of Secretarial Compliance

Coordinate with external parties such as advisers, consultants, lawyers, and auditors, providing necessary documents and information.

**Additional Responsibilities:**

  • Support other teams on transactions or regular basis.
  • Ensure timely issuance of notifications related to Board/Committee members/management.
  • Handle annual filings with MCA/ROC, RBI, and other authorities.
  • Provide timely updates to Management / Board on new regulations and its impact on the Company.

**Requirements:**

  • Thorough understanding of RBI / SEBI regulations, guidelines, and directives applicable to NBFCs.
  • Strong analytical skills, attention to detail, and ability to interpret complex regulatory requirements.
  • Excellent communication and interpersonal skills, with the ability to interact effectively with regulators, senior management, and other stakeholders.

**Salary:** ₹20 lakhs - ₹30 lakhs per annum.



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