Compliance Director
3 weeks ago
We are a leading US Retirement service organization, and we are seeking a highly skilled Compliance Director to join our team.
Responsibilities- Develop and maintain daily production reports, SLA, and metrics in the Compliance function.
- Plan and organize workflows to meet operational service commitments.
- Develop professional relationships with internal teams to support our teams and clients.
- Develop staffing strategies for the appropriate allocation of resources to meet business needs and operational service commitments.
- Work with peers in the senior management team to identify global issues and opportunities for improvement and make recommendations.
- Motivate, lead, and support leadership team and associates to provide excellent associate direction.
- Establish and manage team deliverables to ensure quality and production service level objectives are consistently met or exceeded.
- Responsible for providing leadership and staff with constant feedback on performance and areas of improvement, including conducting annual performance reviews.
- Escalate awareness across the team of issues requiring resolution and partner with internal departments to deliver timely resolution.
- Actively seek out ways to improve associate satisfaction and deliver results.
- Bachelor's degree in business administration, management, finance, or equivalent work experience.
- At least 10 years of experience in the financial or retirement services industry or comparable experience and more than 5 years in the leadership team managing the Compliance function.
- Should be well-versed with software like Relius, Datair, or FT Williams.
- Location: Hyderabad.
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