
Senior Compliance Professional
10 hours ago
Job Overview:
A senior compliance professional is sought after to oversee the regulatory aspects of investment funds and fixed income portfolios.
Key Responsibilities:
- Ensure strict adherence to regulatory frameworks such as IFSCA, SEBI, and RBI guidelines.
- Maintain accurate secretarial records and statutory documentation.
- Conduct thorough audits and respond promptly to regulatory inquiries.
- Draft and review contracts, agreements, and other legal documents.
- Provide expert advice to mitigate business risks.
Requirements:
- Minimum 3 years of experience in a related field with a strong emphasis on compliance.
- Excellent knowledge of relevant laws and regulations.
- Superb communication and negotiation skills.
- Ability to work independently and as part of a cohesive team.
Working Arrangements: A standard Monday to Friday working week.
Deliverables: To effectively execute compliance duties and contribute towards organizational success.
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