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Senior Regulatory Advisor

2 weeks ago

Shimoga, Karnataka, India beBeeRegulatory Full time ₹ 1,50,00,000 - ₹ 2,50,00,000
Job Description:

We are seeking a seasoned professional to assume a senior role within our Financial Regulatory Practice. As Assistant Vice President, you will be responsible for leading complex client engagements across regulatory supervision, policy formulation, risk management, and compliance transformation.

The ideal candidate will bring exceptional expertise from supervisory, enforcement, and commercial banking environments. You will serve as a strategic advisor to clients on SEBI/RBI compliance, risk mitigation, senior management accountability, market/insider conduct, and enforcement readiness.

This position demands a strong regulatory mindset, experience with large and diverse portfolios, and demonstrated capability to interpret evolving supervisory expectations, institutional frameworks, and global best practices with authority and precision.

Key Responsibilities:
  1. Regulatory Interpretation, Inspection & Advisory
  2. Compliance Program Development & Enterprise Compliance
  3. Market Conduct, Insider & Fraud Risk
  4. Regulatory Enforcement & Defence
  5. Conduct Risk, Senior Management Accountability & Leadership
Required Skills and Qualifications:
  • MBA/PGDM in Finance, Economics, or comparable field. CAIIB/Certified Credit Officer/Company Secretary preferred.
  • At least 8 years of experience in regulatory advisory, supervision, credit risk, and compliance, with demonstrated leadership in RBI, SEBI, or large commercial/capital market institutions.
  • Deep subject matter expertise in regulatory frameworks, enforcement protocols, AML/KYC, market conduct, credit products, and institutional governance.
  • Outstanding communication, leadership, and stakeholder engagement skills; ability to synthesize regulatory change into actionable guidance.
  • Strong analytical skills, attention to detail, and high ethical standard.