Operational Risk Manager

1 day ago


Thāne, Maharashtra, India beBeeSurveillance Full time ₹ 15,00,000 - ₹ 30,00,000
Strategic Surveillance Lead

This is an exciting opportunity to lead our surveillance function and play a key role in safeguarding regulatory compliance and upholding market integrity.

  • Oversee the investigation of alerts, suspicious trades, and breaches, ensuring timely escalation to compliance, legal, or regulators. Identify emerging risks in trading patterns, market behavior, or operational processes and recommend preventive measures.
  • Develop, test, and deploy surveillance systems, creating a comprehensive framework and SOPs. Drive the selection, implementation, and enhancement of surveillance platforms, analytics tools, and AI-based monitoring systems.
  • Lead, mentor, and develop the surveillance team, ensuring continuous skill enhancement in regulatory and analytical domains.
  • Benchmark against global best practices and introduce process improvements and automation to enhance efficiency.
  • Present periodic surveillance reports, risk dashboards, and key metrics to senior stakeholders.
  • Establish and periodically update surveillance policies, escalation protocols, and investigation frameworks.
  • Ensure adherence to SEBI, stock exchange, and other regulatory guidelines. Liaise with regulators, interact with market participants, and act as the primary point of contact for regulatory queries and inspections.
  • Collaborate with Compliance, Risk, Technology, and Business teams to ensure integrated risk management and swift issue resolution.

Key Qualifications:

  • MBA (in finance), CA, CS.
  • Minimum 5-10 years of relevant experience.

Required Skills:

  • Knowledge of equity and equity derivatives markets.
  • Proficiency in tools and programming used for analysis and report creation.

Competencies:

  • Understanding of Exchange ecosystem and operations.
  • Analytical thinker with detailed research proficiencies.
  • Pro-active and result-oriented individual.


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