Compliance Officer

Job Title: Regulatory Compliance OfficerCompany Overview:Mentorpal is a forward-thinking organization dedicated to providing innovative financial solutions. We are seeking a skilled Regulatory Compliance Officer to join our team.Job Description:We are looking for a seasoned Regulatory Compliance Officer to lead our regulatory compliance efforts. The ideal...

About the CompanyAmbit Pvt. Ltd. is a leading organization in the securities market, seeking a highly skilled Compliance Officer to join its team.

Mentorpal seeks a Compliance Officer to oversee regulatory developments and ensure compliance with AML/CFT regulations.Job DescriptionThe Compliance Officer will be responsible for:Monitoring regulatory developments relevant to Mentorpal's operationsWorking with internal teams to ensure awareness and adherence to regulatory framework requirementsMaintaining...

We are seeking a qualified Company Secretary and Compliance Officer to join our team at Baroda Global Shared Services Limited. In this role, you will maintain statutory books, ensure timely filing of financial statements and annual returns, and draft and review legal documents.The ideal candidate will have 16+ years of experience in relevant area, a strong...

About Artha Group:We stand at the forefront of global investment management, overseeing assets exceeding ₹1,000 crores. Our diversified portfolio includes investments in over 120 startups, with 32+ successful exits and participation in more than 10 renewable energy projects.As a General Partner (GP) and Limited Partner (LP) in various micro-VC funds, we...

Job DescriptionMentorpal seeks a highly skilled and experienced Compliance Officer to oversee all regulatory developments related to our company's operations.The successful candidate will be responsible for monitoring all regulatory developments relevant to the company's operations, working with internal teams to ensure awareness and adherence to regulatory...

About the Company: Ambit Pvt. Ltd. is a leading financial services firm seeking a skilled Compliance Officer to join our team in Gandhinagar (Gift City). The ideal candidate will have a minimum of 5 years of experience in the Securities Market and hold a Company Secretary (Mandatory) + LLB (optional) qualification.

Job DescriptionThis is an exciting opportunity to join Tata Consultancy Services as a Tax Compliance Specialist - GST Expert.About the RoleWe are looking for a highly skilled and experienced professional to lead our GST compliance efforts. As a Tax Compliance Specialist - GST Expert, you will be responsible for ensuring seamless integration of GSP software...

Job Title: Financial Crime Prevention OfficerMentorpal is seeking a highly skilled Financial Crime Prevention Officer to join our team. This role will involve monitoring and testing compliance measures, handling fincrime reporting and regulatory liaison, and ensuring compliance with AML/CFT regulations.The successful candidate will have a strong...

**Job Description**The AML/CFT Officer will play a critical role in ensuring the integrity of our financial systems and preventing financial crimes. Key responsibilities include:Developing and implementing effective AML/CFT controls and procedures.Conducting regular risk assessments and updates to our Compliance Programme.Collaborating with internal teams to...

Key Responsibilities: As a Compliance Officer, you will be responsible for monitoring regulatory changes, communicating updates to stakeholders, and preparing accurate and timely regulatory reports. You will also conduct regular audits and assessments to identify areas of non-compliance or potential risks. Additionally, you will manage internal audits,...

Job DescriptionWe are scouting for a Compliance Officer with a minimum of 5 years of experience in Securities Market.Qualification: Company Secretary (Mandatory) + LLB (optional)The ideal candidate will have excellent English verbal and drafting communication skills, a good understanding of Regulatory and Legal affairs of SEBI Compliances, and attention to...

We are seeking a highly experienced Corporate Governance Expert to join our team at Baroda Global Shared Services Limited in GIFT City, Gandhinagar. This role plays a vital part in ensuring the company's operations adhere to legal and regulatory requirements, maintaining corporate governance standards, and supporting senior leaders and the Board of Directors...

Established in GIFT City, Gandhinagar, Baroda Global Shared Services Limited is a leading provider of high-volume back-office processes to Bank of Baroda. We are seeking an experienced Executive Secretary - Corporate Governance Specialist to join our team.Company OverviewAs a wholly-owned subsidiary of Bank of Baroda, BGSSL specializes in standardizing and...

About Listenlights Pvt. Ltd.We are a leading MEP service provider in India, with over 40 years of dedication and trust. Our headquarters is located in Mumbai, and we have a regional presence in Bengaluru, Chennai, Hyderabad, NCR, and Pune.Our team has a proven track record, with over 500 successfully executed projects, including more than 350 MW of Data...

Compliance Officer - GIFT City, Gujarat (Zanskar AIF) Job Title: Compliance Officer Location: GIFT City, Gujarat Reporting Manager: Principal Officer About Zanskar AIF:Zanskar AIF is an open-ended Category III Alternative Investment Fund (AIF) registered under the IFSCA (Fund Management) Regulations, 2022. It focuses on automated algorithm-based trading...

**Job Description - Compliance Officer** **Overview**: To ensure the firm's compliance with all IFSCA, SEBI, RBI (FINRA and SEC exposure will be an added advantage) rules and regulations by providing necessary advice, training and risk assessment pertaining to all of the firm’s broker/dealer, ATS and exchange activities. The position is responsible for...

Position Overview: The Compliance Officer will be responsible for overseeing all regulatory developments related to our company's operations. This role involves working with internal teams to ensure awareness of regulatory framework requirements, maintaining regulatory licenses, and ensuring compliance with AML/CFT regulations. The Compliance Officer...

**Position Overview**: As a Compliance Officer at NSE IX (National Stock Exchange International Exchange) located in Gift City, Gandhinagar, your primary responsibility will be to ensure that the organization's operations and activities adhere to regulatory standards, industry guidelines, and internal policies. You will play a critical role in maintaining...

Role/ Job Title : Compliance & Principal Officer - IBU Business : Corporate Function **Function/ Department**: Compliance **Place of Work**: Gandhinagar **Job Purpose**: The role of Compliance Officer (CO) & Principal Officer (PO) at GIFT City IBU is a Designated Position and to be always held by an Approved Individual, as per IFSCA regulations. As CO...

Compliance Officer Job Description:- Responsible for monitoring the compliance and operations of the International Financial Services Centres Authority ('IFSCA') Act, Special Economic Zone (SEZ) Act, rules and regulations, notifications, guidelines, instructions, etc., issued by the IFSCA, as well as with resolving investor complaints.- Provide...

Key Responsibilities: - Ensure adherence to all regulatory and legal requirements. - Develop and implement compliance policies and procedures. - Conduct regular audits and risk assessments. - Provide compliance training and guidance to the team. - Liaise with regulatory authorities and ensure timely reporting. Skills Required: - Strong knowledge of...

**Req ID**: 60606 **Department**: Risk Institutional - Asia Risk **Division**: Risk **Location**: Gandhinagar About The Role At ANZ our purpose is to shape a world where people and communities thrive. We’re making this happen by improving the financial wellbeing and sustainability of our customers so they can achieve incredible things - whether they’re...

PPFAS Asset Management (PPFAS AMC) has been promoted by Parag Parikh Financial Advisory Services Pvt. Ltd. (PPFAS Ltd.), a boutique investment advisory firm incorporated in 1992. PPFAS Ltd. is also amongst India's earliest SEBI Registered Portfolio Management Service (PMS) providers.. - Ensure compliance with SEBI AIF regulations and spearhead compliance and...

About the job:We are scouting for a Compliance Officer with a minimum of 5 years of experience into Securities Market.Qualification: Company Secretary (Mandatory) + LLB (optional)Location: Gandhinagar (Gift City)Key Skills Required: Functional : - Company Secretary + LLB (optional) having 5 years of experience in Securities Market (5 years is must as per...

**Details of the requirement are given below for your reference**: **1) Client Company :It Company (Female)** **2) Position :Assistant Company Secretary** **3) Experience Required:2+ Years** **4) Salary Negotiable :upto 60000 PM** **5) Job Location :Gandhinagar** **6) Education: Qualified Company Secretary (CS) from the Institute of Company Secretaries...

**Job Summary**: The Safety Officer ensures a safe working environment for all employees, visitors, and contractors by implementing safety policies, conducting regular inspections, and adhering to industry regulations and standards. **Key Responsibilities**: - **Safety Policy Implementation**: - Develop, implement, and enforce safety policies, procedures,...

Duties and Responsibilities: The safety officer will be responsible for implementing and maintaining health and safety policies and procedures, conducting risk assessments, investigating accidents, providing safety training, and ensuring compliance with applicable regulation. The safety officer will be responsible for ensuring the security of the facility...

Interns can apply. **Eligibility Criteria** - Bachelor’s degree - knowledge of MS office suite required - Excellent verbal and written communication skills. - Excellent organizational skills and attention to detail. - Accounting knowledge preferred (ERP9/Tally) **Key responsibilities** - Directs office activities and functions to maintain efficiency and...

1. **Trade Settlement**: Processing and settling trades executed by the front office. This involves confirming trade details, ensuring compliance with regulations, and facilitating the transfer of securities and funds. 2. **Record Keeping**: Maintaining accurate records of trades, transactions, and client accounts. This includes updating databases,...

Competent to handle the Employee Relations/ Disciplinary matters/ Industrial Relations and HR litigation within the organizationNegotiations, settlement with the Union/associations, Labor and other statutory compliances related to HRWell versed with end-to-end disciplinary process, employee grievance handling and conducting and monitoring HR investigations,...

Job Purpose Summary:To facilitate business and assist management by ensuring that the bank operates in accordance with (a) all regulatory and legal requirements and (b) all Group standards of conduct, so as to protect and enhance the reputation of the bank with their regulator and avoid financial loss.Assists the bank and management in understanding and...

Job Purpose Summary: To facilitate business and assist management by ensuring that the bank operates in accordance with (a) all regulatory and legal requirements and (b) all Group standards of conduct, so as to protect and enhance the reputation of the bank with their regulator and avoid financial loss. Assists the bank and management in understanding...

**As an Accounts Officer you are expected to**: 1. Responsible for end-to end student’s fee transactions for the branch. 2. Ensure collections of outstanding fee, collection from parents within the specified time. 3. Responsible for total accounts reconciliation (expenses and receipts) at the branch. 4. Responsible for all banking transactions/treasury...

**Back Office Executive** **Experience Required**: Fresher Also Apply **Educational Qualification**: Any Graduate **Job Summary**: **Key Responsibilities**: - **Documentation**: Prepare and handle all necessary documentation, ensuring completeness and compliance with company policies. - **Reporting**: Generate and compile reports as required, ensuring...