Ambit - Compliance Officer - CS/LLB

**Job Description - Compliance Officer** **Overview**: To ensure the firm's compliance with all IFSCA, SEBI, RBI (FINRA and SEC exposure will be an added advantage) rules and regulations by providing necessary advice, training and risk assessment pertaining to all of the firm’s broker/dealer, ATS and exchange activities. The position is responsible for...

Job description **Primary role** - Ensure timely compliance related to PMLA and SEBI - Managing audit - Liasoning with Regulators - Handling of Board and Executive meeting Job Overview (7170) **Experience** 60 Month(s).**City** Gandhinagar.**Qualification** CS**Area of Expertise** COMPLIANCE**Prefer Gender** Male**Function** AMC - COMPLIANCE**Audio /...

HelloAll, We are hiring for Compliance Officer in given location. Role: - Compliance Officer Experience Required - 1-2 years Location-Ahmedabad Knowledge and Skill Required: - *Compliance Officer as required by a share broker, as specified by SEBI **Salary**: From ₹20,000.00 per month Schedule: - Day shift **Experience**: - total work: 5 years...

PPFAS Asset Management (PPFAS AMC) has been promoted by Parag Parikh Financial Advisory Services Pvt. Ltd. (PPFAS Ltd.), a boutique investment advisory firm incorporated in 1992. PPFAS Ltd. is also amongst India's earliest SEBI Registered Portfolio Management Service (PMS) providers.. - Ensure compliance with SEBI AIF regulations and spearhead compliance and...

Compliance Officer - GIFT City, Gujarat (Zanskar AIF) Job Title: Compliance Officer Location: GIFT City, Gujarat Reporting Manager: Principal Officer About Zanskar AIF:Zanskar AIF is an open-ended Category III Alternative Investment Fund (AIF) registered under the IFSCA (Fund Management) Regulations, 2022. It focuses on automated algorithm-based trading...

Position Overview: The Compliance Officer will be responsible for overseeing all regulatory developments related to our company's operations. This role involves working with internal teams to ensure awareness of regulatory framework requirements, maintaining regulatory licenses, and ensuring compliance with AML/CFT regulations. The Compliance Officer...

**Position Overview**: As a Compliance Officer at NSE IX (National Stock Exchange International Exchange) located in Gift City, Gandhinagar, your primary responsibility will be to ensure that the organization's operations and activities adhere to regulatory standards, industry guidelines, and internal policies. You will play a critical role in maintaining...

**Key Responsibilities** - **ROC Filings**: Oversee all required ROC filings, ensuring compliance with the Companies Act and other statutory requirements. - **Compliance Documentation**: Manage and update comprehensive documentation to support compliance with regulatory authorities. - **Board Meeting Coordination**: Organize, prepare agendas, document...

Role/ Job Title : Compliance & Principal Officer - IBU Business : Corporate Function **Function/ Department**: Compliance **Place of Work**: Gandhinagar **Job Purpose**: The role of Compliance Officer (CO) & Principal Officer (PO) at GIFT City IBU is a Designated Position and to be always held by an Approved Individual, as per IFSCA regulations. As CO...

Competent to handle the Employee Relations/ Disciplinary matters/ Industrial Relations and HR litigation within the organizationNegotiations, settlement with the Union/associations, Labor and other statutory compliances related to HRWell versed with end-to-end disciplinary process, employee grievance handling and conducting and monitoring HR investigations,...

About UsAt Chanakya Capital Services Pvt. Ltd., we are a leading portfolio management service known for our commitment to excellence and consistent performance track record. Our founders have over 40+ years' experience in advising premier Indian & Global Investment Institutions.We emphasize quality of management and business, conducting deep research at the...

Compliance Officer Job Description:- Responsible for monitoring the compliance and operations of the International Financial Services Centres Authority ('IFSCA') Act, Special Economic Zone (SEZ) Act, rules and regulations, notifications, guidelines, instructions, etc., issued by the IFSCA, as well as with resolving investor complaints.- Provide...

About Us: Chanakya Capital is a leading portfolio management service known for consistent performance and commitment to excellence. Our founders have over 40 years of experience in advising premier Indian & Global Investment Institutions. We emphasize quality of management and business at the field level.Our commitment to excellence, integrity, and client...

**Regulatory Compliance**: - Effectively monitor various compliance requirements of Members and oversee the regulatory filings by Members. - Undertake periodic review of various compliance & operational policies and initiate changes in consultation with relevant stakeholders. - Handling business transfer/merger requests of Members and facilitating all...

Mentorpal seeks a Compliance Officer to oversee regulatory developments and ensure compliance with AML/CFT regulations.Job DescriptionThe Compliance Officer will be responsible for:Monitoring regulatory developments relevant to Mentorpal's operationsWorking with internal teams to ensure awareness and adherence to regulatory framework requirementsMaintaining...

Key Responsibilities: - Ensure adherence to all regulatory and legal requirements. - Develop and implement compliance policies and procedures. - Conduct regular audits and risk assessments. - Provide compliance training and guidance to the team. - Liaise with regulatory authorities and ensure timely reporting. Skills Required: - Strong knowledge of...

**Location**: Infocity gandhinagar **Required**: Experience in PF,ESIC, compliance, Excel **Experience**: Min 1 year **Job Time**: 9:30 to 06 pm **Contact**:9484755166 **Salary**: ₹15,000.00 - ₹25,000.00 per month Schedule: - Day shift Supplemental pay types: - Performance bonus Ability to commute/relocate: - Gandhinagar, Gujarat: Reliably...

**Req ID**: 60606 **Department**: Risk Institutional - Asia Risk **Division**: Risk **Location**: Gandhinagar About The Role At ANZ our purpose is to shape a world where people and communities thrive. We’re making this happen by improving the financial wellbeing and sustainability of our customers so they can achieve incredible things - whether they’re...

**Compliance - GIFT City Branch - Department- BMU- Location- Gandhinagar- Number of Positions- 01- Reporting Relationships- DVP - GIFT City- Position Grade- M4 / M5 Kotak Mahindra Bank Gift City Branch is the Bank’s first offshore balance sheet located at International Financial Services Center Banking Unit [IBU], in Gujarat International Finance Tec -...

Job DescriptionMentorpal seeks a highly skilled and experienced Compliance Officer to oversee all regulatory developments related to our company's operations.The successful candidate will be responsible for monitoring all regulatory developments relevant to the company's operations, working with internal teams to ensure awareness and adherence to regulatory...