Regulatory Operations Specialist

3 days ago


Thrissur, Kerala, India beBeeRegulatory Full time ₹ 80,00,000 - ₹ 1,00,00,000

Job Description:

We are seeking a detail-oriented and experienced regulatory professional to join our team in the role of Regulatory Operations. The successful candidate will be responsible for conducting comprehensive product audits and compliance checks to ensure adherence to regulatory standards.

  • Conduct periodic reviews to ensure customer onboarding and lifecycle management processes align with regulatory standards.
  • Maintain strong documentation and audit trails for all submissions.

The Ideal Candidate:

We are looking for an individual with working experience in banks for KYC / AML Onboarding and Management of Control tasks such as Name Screening, Risk profile based Customer CDD / EDD, Consequence Management action and process enhancement.

  • Requirements:
  • Must have at least 1 year of experience in KYC / AML Onboarding and Management of Control tasks
  • Degree or Diploma in any field is required.

Benefits:

This role offers a dynamic and challenging work environment where you can apply your skills and expertise to make a real difference. You will have the opportunity to work with a talented team of professionals who share your passion for regulatory compliance and excellence.

About This Role:

In this role, you will be responsible for ensuring that all aspects of regulatory compliance are met, including but not limited to, KYC/AML guidelines, RBI regulations, and other relevant laws and regulations.

  • Your Key Responsibilities:
  • Perform daily review of reports to identify potential issues and take corrective action
  • Ensure accuracy and completeness of data used for regulatory reporting

Required Skills and Qualifications:

To be considered for this role, you must have the following skills and qualifications:

  • Skills:
  • Strong analytical and problem-solving skills
  • Excellent communication and interpersonal skills

Educational Level:

A degree or diploma in any field is required. However, having a degree in finance, accounting, law, or a related field may be advantageous.

Experience:

A minimum of 1 year of experience in KYC / AML Onboarding and Management of Control tasks is required. Experience in banking is preferred.

Special Requirements:

None



  • Thrissur, Kerala, India beBeeCompliance Full time ₹ 10,00,000 - ₹ 20,00,000

    Job Title: Regulatory Compliance SpecialistThis role requires an individual with strong regulatory knowledge to ensure compliance with industry standards and regulations.">Key Responsibilities:Regularly review and update compliance processes to ensure alignment with changing regulations.Coordinate with stakeholders to maintain awareness of regulatory...


  • Thrissur, Kerala, India beBeeCompliance Full time ₹ 86,40,000 - ₹ 1,24,00,000

    Job Title: Regulatory Compliance SpecialistOverview:As a key member of our team, you will ensure that we maintain the highest standards of regulatory compliance. Your expertise in statutory and regulatory requirements, as well as internal governance frameworks, will be crucial in identifying and mitigating risks.Key Responsibilities Include:Conducting...


  • Thrissur, Kerala, India beBeeCompliance Full time ₹ 20,00,000 - ₹ 30,00,000

    Job Title: Regulatory Compliance SpecialistKey Responsibilities:Ensure strict adherence to RBI and SEBI regulations.Assess the impact of regulatory changes on business processes and policies.Disseminate updates to senior management and ensure timely implementation.Develop and implement the annual compliance testing plan.Report significant compliance lapses...


  • Thrissur, Kerala, India beBeeFinancial Full time ₹ 1,50,00,000 - ₹ 2,50,00,000

    Regulatory Expertise in Financial ServicesWe seek individuals who embody the highest standards of integrity, professionalism, respect, and a commitment to aligning personal ambition with collective goals.As a senior role within the Financial Regulatory Practice, you will lead complex client engagements across regulatory supervision, policy formulation, risk...


  • Thrissur, Kerala, India beBeeCompliance Full time ₹ 1,50,00,000 - ₹ 2,00,00,000

    Regulatory Affairs SpecialistThe ideal candidate will be responsible for leading and managing CMC regulatory activities, including USFDA submissions.Key Responsibilities:Compile and submit Annual Reports, amendments, and deficiency responses to ensure compliance with regulatory requirements.Interface with cross-functional teams to gather required...


  • Thrissur, Kerala, India beBeeCompliance Full time ₹ 80,00,000 - ₹ 1,20,00,000

    Compliance Specialist PositionWe are seeking a seasoned professional to fill the role of Compliance Specialist. The successful candidate will be responsible for overseeing the security compliance program specific to physical security officer services at data centers.Job Description:The Compliance Specialist will be tasked with ensuring all sites meet...


  • Thrissur, Kerala, India beBeeExpertise Full time ₹ 90,00,000 - ₹ 1,20,00,000

    Regulatory Intelligence SpecialistAbout Our OrganizationWe are a forward-thinking company focused on leveraging our comprehensive dataset to drive business success in the life sciences sector.Our MissionWe help companies navigate complex regulatory landscapes by providing timely and accurate regulatory intelligence insights.ResponsibilitiesParticipate in...


  • Thrissur, Kerala, India beBeeRegulatory Full time ₹ 8,00,000 - ₹ 15,00,000

    Job OverviewThe Regulatory Publishing Specialist will be responsible for managing and preparing regulatory submissions in electronic format using Veeva Vault eCTD Publishing.Key Responsibilities:Compile, format, and publish regulatory documents according to global health authority requirements.Ensure compliance with regulatory guidelines (FDA, EMA) and...


  • Thrissur, Kerala, India beBeeAudit Full time ₹ 15,00,000 - ₹ 20,00,000

    Job Overview:Our organization seeks a seasoned Audit Specialist to perform in-depth audits of broking operations, ensuring compliance with regulatory requirements and industry standards.Key Responsibilities:Conduct thorough audits of broking activities to verify adherence to regulatory and compliance requirements.Analyze trading practices, client...


  • Thrissur, Kerala, India beBeeSkills Full time ₹ 15,00,000 - ₹ 25,00,000

    Job Title: Capital Market Operations Specialist About the Role: We are seeking a skilled and experienced Capital Market Operations Specialist to join our team. Key Responsibilities:• Provide Level 2 production support for capital market operations, directly supporting business users.• Work with SQL/Unix, VB/Powerquery/Python, and monitoring/job...