Audit Operations Specialist

4 days ago


Thrissur, Kerala, India beBeeAudit Full time ₹ 15,00,000 - ₹ 20,00,000
Job Overview:

Our organization seeks a seasoned Audit Specialist to perform in-depth audits of broking operations, ensuring compliance with regulatory requirements and industry standards.

Key Responsibilities:

  • Conduct thorough audits of broking activities to verify adherence to regulatory and compliance requirements.
  • Analyze trading practices, client interactions, and financial reporting to identify potential discrepancies or issues.
  • Evaluate the effectiveness of internal controls and risk management processes related to broking operations.
  • Ensure that broking operations adhere to relevant regulations and industry standards, including compliance with financial market regulations and anti-money laundering (AML) requirements.
  • Monitor changes in regulatory requirements and update audit practices as needed.
  • Analyze transaction records, trade confirmations, and client communications to identify discrepancies, unauthorized activities, or compliance issues.
  • Verify the accuracy and integrity of financial reporting related to broking activities.
  • Assess the design and effectiveness of internal controls implemented in broking processes.
  • Identify control weaknesses or gaps and recommend improvements to enhance operational efficiency and compliance.

Required Skills and Qualifications:

  • Expertise in auditing and risk management principles.
  • Strong analytical and problem-solving skills.
  • Excellent communication and interpersonal skills.
  • Ability to work independently and as part of a team.
  • Proficiency in using relevant software and tools for auditing and data analysis.

Benefits:

  • Opportunity to work in a dynamic and challenging environment.
  • Professional growth and development opportunities.
  • Competitive compensation and benefits package.

Additional Information:

  • This role requires a high level of attention to detail and organizational skills.
  • The successful candidate will have excellent time management and prioritization skills.


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