Compliance Director
1 month ago
About Saaki Argus & Averil Consulting:
A leading consulting firm specializing in US Retirement services, we are seeking a seasoned professional to lead our Compliance function.
Responsibilities:
- Develop and maintain daily production reports, SLA, and metrics to ensure compliance with industry standards.
- Plan and organize workflows to meet operational service commitments and drive business growth.
- Build and maintain professional relationships with internal teams to support our clients and teams.
- Develop staffing strategies to allocate resources effectively and meet business needs.
- Collaborate with senior management to identify global issues and opportunities for improvement.
- Motivate and lead the leadership team and associates to provide excellent direction.
- Establish and manage team deliverables to ensure quality and production service level objectives are met.
- Provide feedback on performance and areas of improvement, including annual performance reviews.
- Escalate awareness of issues requiring resolution and partner with internal departments to deliver timely resolution.
Requirements:
- Bachelor's degree in business administration, management, finance, or equivalent work experience.
- At least 10 years' experience in the financial or retirement services industry or comparable experience and more than 5 years in leadership managing the Compliance function.
- Proficiency in software like Relius, Datair, and FT Williams.
- Location: Hyderabad.
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