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Regulatory Specialist

2 weeks ago

Gurgaon, Haryana, India Wipro Full time

About the Role

We are seeking a highly skilled Compliance Officer to join our team at Wipro. The ideal candidate will have experience in handling mixed responsibilities or a specific central compliance role covering relevant areas, including Company Secretarial experience in coordinating and minuting governance committees.

Responsibilities and Accountabilities

  • Ensure changes to compliance policies are documented, communicated, and implemented effectively.
  • Coordinate and minute governance committees, ensuring high-quality documentation and effective follow-up on decisions.
  • Advise on proposed Operational SOP pre-implementation and suggest amendments and/or enhanced controls where needed.
  • Deliver regulatory and compliance training.
  • Ensure awareness of all regulatory changes that may affect the business, analyze their effect, and possible changes in Operations, and disseminate information to Management as early as possible.
  • Assist in overseeing Conflict of Interest disclosures and ensure effective conflict management processes and recordkeeping are in place.
  • Assist in implementing any changes to SOPs required (and necessary training provided).
  • Assist with engaging Regulators when business plans or regulatory permissions change.
  • Assist in managing processes related to the Senior Managers and Certification Regime (SMCR).
  • Advise the business on regulatory interpretation as required on a day-to-day basis.
  • Ensure all required routine training are available/delivered as transition phase commences and ongoing for onboarding employees or as annual mandatory training.
  • Ensure effective management of breaches and complaints.
  • Liaise with Offshore colleagues in same function.