
Regulatory Compliance Specialist
7 days ago
Job Title: Regulatory Compliance Officer
About the Role:
We are seeking a highly motivated and experienced Regulatory Compliance Officer to join our team. As a key member of our compliance function, you will be responsible for ensuring that our business operations are in line with regulatory requirements.
Key Responsibilities:
Solicit information from the Exchange regarding P peak margin, Q quarterly settlement, M MTF, and C CUSPA process to address queries/alerts in a timely manner.
Coordinate with internal stakeholders to ensure seamless handling of A audits mandated by NSE and BSE.
Implement the latest circulars issued by S SEBI/Exchanges/Depositories/PFRDA and maintain open communication with relevant stakeholders to guarantee compliance.
Create and disseminate a C compliance calendar to internal stakeholders and ensure timely submission.
Oversee O on-site and off-site inspections conducted by SEBI/stock exchanges.
Support the development of new products and processes by maintaining an overview of N new product launches.
Analyze data to create a M monthly governance dashboard and present findings to management.
Foster strong relationships with external parties, including L liaisoning with the Exchange and internal teams.
Manage additional compliance tasks such as S segment activation and software approvals.
Requirements:
Strong understanding of regulatory requirements and industry best practices.
Excellent analytical, problem-solving, and communication skills.
Ability to work independently and collaboratively within a team environment.
High level of organizational and time management skills.
Experience in working with E exchange regulations and related compliance procedures.
What We Offer:
A challenging role with opportunities for growth and professional development.
A dynamic and supportive work environment.
Competitive salary and benefits package.
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