
Operational Audit Specialist
21 hours ago
Job Role:
The Deputy Manager is responsible for applying professional audit standards, policies, and procedures to the regular audit of members and internal departments.
Key Responsibilities:
- Conducting onsite inspections of members and joint inspections with regulatory bodies in a timely manner
- Creating awareness amongst members by sharing mandatory compliance requirements with best practices
- Preparing and verifying inspection reports and checklists, submitting data to the Exchange post-inspection, and ensuring correctness between the checklist and report
- Visiting or inspecting Authorized Persons of Members
- Organizing Compliance Workshops
Requirements:
- Chartered Accountant/Cost and Works Accountant (CMA) qualification
- 5-8 years of total experience with 2-3 years of relevant work experience in broking/exchange/financial institution operations
- Proven expertise in audit procedures
- Knowledge and understanding of Exchange ecosystem and operations
- Knowledge of current accounting and audit principles, policies, and internal controls
- Excellent written communication, attention to detail, analytical, and investigating skills
- Time management and result orientation, process adherence, and orientation
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