Compliance and Surveillance Professional

Job Overview: We are seeking a skilled and experienced Compliance Surveillance Specialist to join our team in Bangalore, India. As a key member of our global compliance surveillance team, you will play a critical role in ensuring the effective implementation of our compliance policies and procedures.In this position, you will be responsible for assisting...

Job Title- Compliance Surveillance AnalystLocation- Bangalore IndiaRole DescriptionYou will be joining a team based in Bangalore India which performs a variety of surveillance tasks with respect to the banks global operations which will include E-Communication and voice surveillance elements across the Banks various line of business The role will also...

This job is with Standard Chartered Bank, an inclusive employer and a member of myGwork – the largest global platform for the LGBTQ+ business community. Please do not contact the recruiter directly. Job Summary This is a team member role within Data and Analytics team under CFCC Group Compliance Surveillance function. The job holder will be mainly working...

Job DescriptionJob DescriptionOur division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firms culture of compliance. Compliance accomplishes these through the firms enterprise-wide compliance risk management program. As an independent control function and part of the firms second...

About the Role:We are seeking an experienced Safety Surveillance Professional to join our team at Biocon Biologics. As a key member of our safety surveillance department, you will be responsible for monitoring and evaluating potential safety risks associated with our pharmaceutical products.About Us:Biocon Biologics is a leading biopharmaceutical company...

Job DescriptionThe Electronic Communications Reviewer is responsible for reviewing electronic communications to ensure compliance with company policies and regulatory requirements.Key Responsibilities:Utilize e-communications surveillance systems to review messages for content, appropriateness, regulatory compliance, and the misuse of confidential...

Job DescriptionWe are seeking an experienced professional to join our Markets Surveillance team as a Compliance Associate - Bengaluru.In this role, you will be responsible for reviewing and overseeing controls, conducting surveillance reviews, identifying enhancements to existing controls, and developing systematic processes for escalating issues.

Our division prevents detects and mitigates compliance regulatory and reputational risk across the firm and helps to strengthen the firm s culture of compliance Compliance accomplishes these through the firm s enterprise-wide compliance risk management program As an independent control function and part of the firm s second line of defense Compliance...

Some careers have more impact than others. If you're looking for a career where you can make a real impression, join HSBC and discover how valued you'll be. HSBC is one of the largest banking and financial services organizations in the world, with operations in 62 countries and territories. We aim to be where the growth is, enabling businesses to...

Well versed with various asset classes like Equity, derivatives, Fixed Income.Promptly undertake Trade surveillance using the firm's surveillance tools like SMARTS [Primary]/ Actimize [Secondary]Review alerts under various models but not limited to Insider dealing, Ramping, Layering, Spoofing, Wash etc.The candidate must be ready to cope with significant...

Well versed with various asset classes like Equity, derivatives, Fixed Income. Promptly undertake Trade surveillance using the firm's surveillance tools like SMARTS (Primary) / Actimize (Secondary) Review alerts under various models but not limited to Insider dealing, Ramping, Layering, Spoofing, Wash etc. The candidate must be ready to cope with...

About the Role:We are looking for a skilled professional to lead the transformation of our surveillance capabilities and drive compliance risk reduction. The successful candidate will have excellent project management and business analysis skills, as well as experience working in a complex matrix organisation.Key Responsibilities:- Develop and implement...

Job DescriptionThis role will focus on reviewing and overseeing controls to ensure compliance with regulatory requirements. You will also be responsible for reviewing surveillance exceptions with business personnel and compliance officers, ensuring that surveillance reviews are being performed properly from a qualitative and timeliness perspective.Our team...

About the Role: We are looking for a highly skilled and experienced Risk Analyst Compliance Professional to join our team in Bangalore, India. As a key member of our global compliance surveillance team, you will be responsible for identifying, assessing, and mitigating compliance risks associated with our business operations.Your primary responsibilities...

Job DescriptionCommunication Surveillance, Compliance, AssociatePosition OverviewJob Title: Communication Surveillance, Compliance, AssociateLocation: Bangalore, IndiaRole DescriptionThe Compliance Department protects the Bank by advising on ethical conduct, identifying regulatory solutions, safeguarding integrity, and reputation, and promoting, in...

b Job description Some careers have more impact than others If youre looking for a career where you can make a real impression join HSBC and discover how valued youll be HSBC is one of the largest banking and financial services organisations in the world with operations in 62 countries and territories We aim to be where the growth is ...

Job Overview:HSBC, one of the largest banking and financial services organisations in the world, is seeking an experienced professional to join its team in a critical role.Main Responsibilities:- Collaborate with business stakeholders to develop systems, processes, people, and data sets for identifying new forms of misconduct.- Contribute to the development...

Some careers have more impact than others. If you're looking for a career where you can make a real impression, join HSBC and discover how valued you'll be. HSBC is one of the largest banking and financial services organisations in the world, with operations in 62 countries and territories. We aim to be where the growth is, enabling businesses to...

About Us:MUFG Bank, Ltd. is Japan's premier bank, with a global network spanning in more than 40 markets. Outside of Japan, the bank offers an extensive scope of commercial and investment banking products and services to businesses, governments, and individuals worldwide. MUFG Bank's parent, Mitsubishi UFJ Financial Group, Inc. (MUFG) is one of the world's...

About Us:MUFG Bank, Ltd. is Japan's premier bank, with a global network spanning in more than 40 markets. Outside of Japan, the bank offers an extensive scope of commercial and investment banking products and services to businesses, governments, and individuals worldwide. MUFG Bank's parent, Mitsubishi UFJ Financial Group, Inc. (MUFG) is one of the world's...