Manager, Financial Crime Surveillance

3 weeks ago

Bengaluru, Karnataka, India HSBC Full time

Some careers have more impact than others.

If you're looking for a career where you can make a real impression, join HSBC and discover how valued you'll be.

HSBC is one of the largest banking and financial services organisations in the world, with operations in 62 countries and territories. We aim to be where the growth is, enabling businesses to thrive and economies to prosper, and, ultimately, helping people to fulfil their hopes and realise their ambitions.

We are currently seeking an experienced professional to join our team in the role of Manager, Financial Crime Surveillance

Principal responsibilities

Identify potential new forms of staff or counterparty misconduct. Determine whether these could be identified through the surveillance team's current systems, processes, people and the data sets surveilled. In liaison with the Product Management and Transformation Team, priorities the development of the systems, processes, people and data sets needed to (better) identify these new forms of misconduct for their business/asset class. Input into and track the development of these new surveillance capabilities. Deal with the alerts once they have already been passed through a first (level one) review. Ensure that all alerts are satisfactorily escalated and resolved. By looking across the alerts (ie holistically) identify improvements the way in which alerts are generated to improve the effectiveness and efficiency of the surveillance process. Support the Surveillance team in the resolution of audit and control findings. Liaise with Transformation and Technology and aid Surveillance in delivery. Work across various technology platforms (surveillance, analytics, trading platforms) Requirements A strong understanding of the rules relevant to trading and sales activities for Equities, Options, Money Market, Foreign Exchange and Fixed Income. Expert knowledge of financial markets and traded products. Demonstrable experience (3 or more years) working in a Surveillance role. Consideration will also be given to those with Compliance Advisory or Front-office experience. Ability to support decisions with sound reasoning. Ability to clearly articulate business and regulatory implications of analysis and findings. Strong analytical skills.Experience in Visual Basic for Applications and macros is an asset. Evidence of collaboration with key stakeholder functions as well as providing credible challenge to the business/desk supervisors in their daily risk management. Well-developed communications, analytical, organizational, and project management skills.

You'll achieve more at HSBC

HSBC is an equal opportunity employer committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and, opportunities to grow within an inclusive and diverse environment. We encourage applications from all suitably qualified persons irrespective of, but not limited to, their gender or genetic information, sexual orientation, ethnicity, religion, social status, medical care leave requirements, political affiliation, people with disabilities, color, national origin, veteran status, etc., We consider all applications based on merit and suitability to the role."

  • Manager, Financial Crime Surveillance

    3 weeks ago

    Bengaluru, Karnataka, India HSBC Full time

    b Job description Some careers have more impact than others If youre looking for a career where you can make a real impression join HSBC and discover how valued youll be HSBC is one of the largest banking and financial services organisations in the world with operations in 62 countries and territories We aim to be where the growth is ...

  • Financial Crime Investigator

    4 days ago

    Bengaluru, Karnataka, India Deutsche Bank Full time

    The Deutsche Bank Group is committed to empowering its employees to excel together every day. As a Surveillance Expert, you will play a crucial role in maintaining the integrity of our trading activities by conducting thorough investigations and reviews of alerts and Business submissions. Your strong analytical skills and expertise in financial crime...

  • Financial Crime Investigator

    6 days ago

    Bengaluru, Karnataka, India Deutsche Bank Full time

    The role of a Surveillance Expert at Deutsche Bank involves performing investigations of alerts and reviewing Business submissions to escalate to other control functions per defined process. This position requires a strong understanding of financial crime investigations, AML (Anti-Money Laundering), Transaction Monitoring, and Investment Banking product...

  • Financial Crimes Manager

    3 weeks ago

    Bengaluru, Karnataka, India WELLS FARGO BANK Full time

    Wells Fargo is seeking a Financial Crimes Manager who will be responsible for managing and providing oversight of the Financial Crimes Investigations or Transaction Monitoring functions under the AML Program. Responsibilities include but are not limited to providing day to day guidance and direction to employees performing daily functions.In this role, you...

  • Financial Crime Specialist

    2 days ago

    Bengaluru, Karnataka, India Revolut Full time

    Job OverviewWe are seeking a skilled Financial Crime Specialist to join our team at Revolut. The ideal candidate will have 4 years of experience in financial crime, with expertise in AML CTF and compliance.About the RoleWork with product teams to perform financial crime risk assessments related to AML CTFSupport the design and development of innovative yet...

  • Senior Financial Crime Manager

    6 days ago

    Bengaluru, Karnataka, India HSBC Full time

    Company OverviewHSBC is one of the largest banking and financial services organisations in the world, with operations in 64 countries and territories. Our aim is to be where the growth is, enabling businesses to thrive and economies to prosper.We operate under a set of globally defined standards for our financial crime risk management activities, which are...

  • AVP- L2 Surveillance

    3 weeks ago

    Bengaluru, Karnataka, India HSBC Full time

    Some careers have more impact than others. If you're looking for a career where you can make a real impression, join HSBC and discover how valued you'll be. HSBC is one of the largest banking and financial services organizations in the world, with operations in 62 countries and territories. We aim to be where the growth is, enabling businesses to...

  • Operations Manager, Financial Crimes

    3 weeks ago

    Bengaluru, Karnataka, India Stripe Full time

    About StripeStripe is a financial infrastructure platform for businesses Millions of companies-from the world s largest enterprises to the most ambitious startups-use Stripe to accept payments grow their revenue and accelerate new business opportunities Our mission is to increase the GDP of the internet and we have a staggering amount of work ahead ...

  • Manager – Financial Crime

    2 weeks ago

    Bengaluru, Karnataka, India HSBC Full time

    Job DescriptionJob descriptionSome careers have more impact than others.If you're looking for a career where you can make a real impression, join HSBC and discover how valued you'll be.HSBC is one of the largest banking and financial services organisations in the world, with operations in 62 countries and territories. We aim to be where the growth is,...

  • Financial Crimes Risk Management Lead

    6 days ago

    Bengaluru, Karnataka, India MUFG Full time

    We are looking for a seasoned professional to lead our Data Insights and Analytics team within the Global Financial Crimes Division at MUFG. As a Financial Crimes Risk Management Lead, you will be responsible for overseeing the development and implementation of data-driven solutions to detect and prevent financial crimes.Key responsibilities include managing...

  • Manager of Financial Crime Prevention

    8 hours ago

    Bengaluru, Karnataka, India MUFG Global Service Full time

    Job Profile Purpose: The position of Manager/AVP, Global Financial Crimes Technology at MUFG Global Service Private Limited is responsible for supporting the various pillars of the GFCD Technology Program including, KYC, transaction monitoring, sanctions, and technology innovation.This role will be responsible for a variety of projects depending on need:...

  • Operations Manager, Financial Crimes

    3 weeks ago

    Bengaluru, Karnataka, India Stripe Full time

    About Stripe Stripe is a financial infrastructure platform for businesses. Millions of companies—from the world's largest enterprises to the most ambitious startups—use Stripe to accept payments, grow their revenue, and accelerate new business opportunities. Our mission is to increase the GDP of the internet, and we have a staggering amount of work...

  • Financial Crime Operations Senior Manager

    4 weeks ago

    Bengaluru, Karnataka, India Commonwealth Bank Full time

    Job DescriptionOrganization:At CommBank, we never lose sight of the role we play in other people's financial wellbeing. Our focus is to help people and businesses move forward to progress. To make the right financial decisions and achieve their dreams, targets, and aspirations. Regardless of where you work within our organisation, your initiative, talent,...

  • Financial Crime Compliance Specialist

    4 days ago

    Bengaluru, Karnataka, India MUFG Full time

    About the Job: As a highly skilled Financial Crime Compliance Specialist, you will play a crucial role in ensuring the effectiveness of our financial crime screening systems.Responsibilities:Contribute to the development and implementation of policies and procedures to prevent financial crime;Provide expert advice and guidance to the business on financial...

  • Financial Market Surveillance Analyst

    4 days ago

    Bengaluru, Karnataka, India Tata Consultancy Services Full time

    **Job Summary:**As a Financial Market Surveillance Analyst at Tata Consultancy Services, you will play a critical role in maintaining the integrity of our financial markets. Your responsibilities will include:Undertaking trade surveillance using SMARTS and Actimize toolsIdentifying and investigating suspicious tradesProviding timely recommendations to...

  • Financial Crimes Compliance Specialist

    24 hours ago

    Bengaluru, Karnataka, India MUFG Full time

    About Us: At MUFG Bank, Ltd., we are a global leader in financial services with a presence in over 40 markets. Our mission is to provide innovative solutions to our customers, fostering sustainable growth and contributing to the development of communities around the world.MUFG Bank's parent company, Mitsubishi UFJ Financial Group, Inc. (MUFG), is one of the...

  • Financial Crime Investigator

    6 days ago

    Bengaluru, Karnataka, India Teamware Solutions Full time

    We are seeking a skilled and experienced Financial Crime Investigator to join our team at Teamware Solutions. Our ideal candidate will have a strong background in fraud investigations and a proven track record of identifying and mitigating financial crimes.The successful candidate will be responsible for conducting in-depth investigations into potential...

  • Financial Crime Analyst

    7 days ago

    Bengaluru, Karnataka, India Teamware Solutions Full time

    **About the Role:**We are seeking a dynamic and experienced Financial Crime Analyst to join our team at Teamware Solutions. As a Financial Crime Analyst, you will play a critical role in identifying and mitigating financial crime risks.Your responsibilities will include analyzing financial transactions and account activity to identify unusual or suspicious...

  • Financial Crimes Risk Manager

    6 days ago

    Bengaluru, Karnataka, India MUFG Full time

    Job ResponsibilitiesConduct global financial crimes internal audits by evaluating the operating effectiveness of existing financial crimes compliance and relevant controls, such as escalation processes, documentation of policies and procedures, reporting, list screening, regulatory change management, governance framework, and training.Maintain compliance...

  • Financial Crime Investigator

    12 hours ago

    Bengaluru, Karnataka, India HSBC Full time

    **Job Profile:**We are seeking a skilled Global Receivables and Trade Finance Customer Surveillance Analyst to join our team. The successful candidate will be responsible for reviewing and analyzing cases triggered by system for GTRF customers, analyzing customer relationships and identifying anomalies/risk indicators related to Money Laundering and...