Corporate Governance Specialist

7 days ago


Mumbai, Maharashtra, India Apollo Finvest Full time

Job Description

We are seeking a dynamic and experienced Chief Compliance Officer to lead and manage our compliance, governance, and secretarial functions.

The successful candidate will be responsible for ensuring compliance with the provisions of the Companies Act, 2013, SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015, and other applicable laws and regulations.

Key Responsibilities:

  • Secretarial Compliance
    • Ensure compliance with all applicable regulatory guidelines, including those issued by RBI for NBFCs.
    • Implement and monitor an effective compliance framework to manage regulatory risks.
    • Liaise with regulators, stock exchanges, and depositories for compliance and reporting obligations.
  • Compliance Management
    • Oversee adherence to all applicable regulatory guidelines.
    • Handle submissions to regulators such as SEBI, RBI, RoC, and stock exchanges, ensuring accuracy and timeliness.
    • Coordinate internal and external audits related to secretarial and compliance matters.
  • CORporate Governance
    • Advise the Board of Directors and senior management on governance best practices and compliance strategies.
    • Develop and implement governance policies, including the Code of Conduct, Insider Trading Policy, and Whistleblower Policy.
    • Facilitate the evaluation of Board and Committee performance.

Required Skills and Qualifications

• Educational Qualification: Qualified Company Secretary (CS) from the Institute of Company Secretaries of India (ICSI). Additional qualifications like LLB or MBA (Finance) will be an advantage.

• Experience: Minimum of 1-2 years of relevant experience in a listed company, preferably in the NBFC or financial services sector.

• Strong understanding of corporate laws, SEBI regulations, RBI guidelines for NBFCs, and governance frameworks.

• Experience in dealing with stock exchanges, depositories, and other regulatory bodies.



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