
India Regulatory Compliance Specialist
2 weeks ago
- Main Responsibilities:
- Embed regional best practices in locations, ensuring compliance with local regulations.
- Coordinate the Location Operating Committee (LOC) for the India Branch and present a holistic view of operational risks.
- Identify emerging control issues and drive remediation where required.
- Understand business changes and ensure timely execution in support of the location.
- Ensure operational risk control and regulatory matters are included in location governance.
- Partner with Compliance to escalate local requirements and issues within the governance agenda.
- Measure, monitor, and report on the effectiveness of the location programme via governance and MIS reports.
- Adhere to policy, best practices, and location landscape reporting and health assessments.
- A good understanding of Corporate Investment Banking products and markets.
- Ability to engage with location Regulators and Auditors.
- Highly motivated, energetic self-starter who takes ownership.
- Good organizational skills - manages prioritizes multiple tasks across different time horizons within deadlines.
- A good understanding of controls and how to apply them to different processes and businesses.
- Strong analytical, problem-solving process re-engineering skills.
- Excellent Excel, Word, PowerPoint skills.
- Excellent verbal and written communication skills.
- Strong team player with excellent partnering and influencing skill.
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