
Join our team as we seek a seasoned Compliance Professional
2 weeks ago
- Our organization is seeking a highly skilled Regulatory Compliance Specialist to ensure adherence to relevant laws and regulations.
- The ideal candidate will possess excellent interpersonal and communication skills, with strong client relationship skills and a result-oriented approach.
- This role requires collaboration with internal departments to provide guidance on compliance-related matters and the ability to monitor ongoing compliance with regulatory requirements.
Key Skills:
- Excellent MS Office skills (Word, PowerPoint, Excel) are essential for success in this role.
- A graduate/postgraduate degree in law is preferred, with NISM Series-III-A: Securities Intermediaries Compliance (Non-Fund) Certification Examination being an added advantage.
Experience:
- Minimum 3-5 years of experience handling compliance and legal functions in allied industries (AIF/PMS) with a working knowledge of SEBI AIF & PMS Regulations.
About Our Organization:
We value innovation, teamwork, and customer satisfaction. This role offers the opportunity to work in a dynamic environment and contribute to our organization's success.
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