Compliance Surveillance Specialist

4 days ago

Nagpur, Maharashtra, India beBeeCompliance Full time ₹ 18,00,000 - ₹ 23,00,000
Surveillance Specialist

About MUFG Global Service Private Limited:

MUFG Global Service has established a Global Capability Centre / Centre of Excellence in Bengaluru and Mumbai to provide support services across various functions such as IT, KYC/AML, Credit, Operations etc. to MUFG Bank offices globally.

The EMEA Surveillance Department sits within the Core Compliance Division. Through an established trade and communications surveillance program, EMEA Surveillance is responsible for preventing, monitoring, detecting and reporting suspicious trading activities, market and client misconduct, and other compliance breaches within MUFG EMEA's business environment.

This department plays a critical role in safeguarding MUFG EMEA's assets, employees, clients and reputation by ensuring strict adherence to regulatory requirements, compliance standards and internal policies.

Position: Manager - Surveillance T500-20111

Responsibilities:

  • Reviewing and analyzing alerts generated from automated electronic communication surveillance systems to detect potential violations of MUFG policies, applicable rules and regulations, escalating to the appropriate department when necessary.
  • Performing audio surveillance by listening to voice communications of recorded MUFG employees to detect potential violations of MUFG policies, applicable rules and regulations, escalating to the appropriate department when necessary.
  • Properly documenting rationales with accurate, complete, and organized written commentary for audit trail.
  • Driving the enhancement and improvement of the communication surveillance program from both an effectiveness and efficiency perspective, including clearly communicating findings and recommendations to onshore Surveillance teams and the EMEA Head of Surveillance.
  • Supporting compliance investigations, gathering and analyzing communication logs, trade data and other relevant information to identify trends, patterns, and anomalies.
  • Preparing quantitative and qualitative metrics to report surveillance results to Senior Management.
  • Keeping up to date with regulatory changes, internal policy updates, and regulators' actions.

We are looking for a skilled individual who can work effectively in a fast-paced environment and possess excellent analytical and problem-solving skills. The ideal candidate will have a strong understanding of surveillance principles and practices, as well as the ability to communicate complex ideas effectively.

Becoming a member of our team means being part of a dynamic and diverse organization that values collaboration, innovation, and professional growth. We offer a competitive compensation package and opportunities for career advancement.

Please note that we are an equal opportunities employer and welcome applications from all qualified candidates. If you are interested in this exciting opportunity, please submit your application via our website.

  • Compliance Surveillance Expert

    3 days ago

    Nagpur, Maharashtra, India beBeeSurveillance Full time ₹ 80,00,000 - ₹ 1,50,00,000

    About the Role:This position plays a crucial role in safeguarding our assets, employees, clients, and reputation by ensuring strict adherence to regulatory requirements, compliance standards, and internal policies.Key Responsibilities:Alert Review and Analysis: Analyze alerts generated from automated electronic communication surveillance systems to detect...

  • Quality Assurance and Compliance Specialist

    2 days ago

    Nagpur, Maharashtra, India beBeeCompliance Full time ₹ 9,72,000 - ₹ 12,95,000

    Quality Assurance and Compliance ExpertThe Quality Assurance and Compliance Expert plays a pivotal role in ensuring the excellence of our products and services. This position involves conducting thorough audits, analyzing data, identifying non-compliance issues, and providing support for corrective actions across various business functions.Key...

  • Specialist - Equipment Health Surveillance

    1 day ago

    Nagpur, Maharashtra, India beBeeConditionMonitoring Full time ₹ 9,00,000 - ₹ 12,00,000

    We are seeking a highly skilled Condition Monitoring Specialist to join our reliability team in Bangalore. The successful candidate will have a strong foundation in mechanical or electrical engineering and experience in condition monitoring of rotating machinery and industrial assets.This role involves real-time monitoring of equipment health data, analyzing...

  • Compliance Specialist

    1 day ago

    Nagpur, Maharashtra, India beBeeCompliance Full time ₹ 6,00,000 - ₹ 12,00,000

    Job Title:We are seeking a detail-oriented Compliance Specialist to ensure regulatory compliance, conduct risk assessments, and assist in audits.The ideal candidate should have a strong understanding of financial regulations, attention to detail, and the ability to identify, assess, and mitigate compliance risks.About the Role:The Compliance Specialist will...

  • Compliance Specialist

    1 week ago

    Nagpur, Maharashtra, India beBeeCompliance Full time ₹ 1,50,00,000 - ₹ 2,50,00,000

    Job Title: Compliance SpecialistThe role of a Compliance Specialist is pivotal in ensuring the organization adheres to regulatory requirements. This position entails managing audits and inspections, providing compliance guidance to senior leadership, and participating in board-level committees.Key Responsibilities:Regulatory Updates: Continuously track and...

  • Compliance Specialist

    2 weeks ago

    Nagpur, Maharashtra, India beBeeSecurity Full time ₹ 15,00,000 - ₹ 25,00,000

    Compliance Specialist RoleWe are seeking a Compliance Specialist to implement our governance, risk management, and compliance system for clients. The ideal candidate will have knowledge of risk management, security, and privacy practices and be an effective communicator.Key ResponsibilitiesRisk Management: Develop and participate in client initiatives...

  • Compliance Specialist

    20 hours ago

    Nagpur, Maharashtra, India beBeeHomologation Full time ₹ 10,00,000 - ₹ 15,00,000

    Job Title: Compliance SpecialistJob Description:The candidate will be responsible for ensuring compliance with regulatory requirements in the field of homologation and regulation.Required Skills and Qualifications:Working experience in homologation and regulationComplete process knowledge of passenger car homologation (65 Test)Experience in two-wheeler...

  • Financial Compliance Specialist

    1 week ago

    Nagpur, Maharashtra, India beBeeCompliance Full time ₹ 2,64,000

    Job Title: Financial Compliance SpecialistJob Summary:We are seeking a detail-oriented and organized individual to join our team as a Financial Compliance Specialist. This role will be responsible for handling financial compliance, statutory filings, and company incorporations.Assist in company incorporation, licensing, and regulatory filings.Prepare and...

  • Executive Compliance Specialist

    2 days ago

    Nagpur, Maharashtra, India beBeeCompliance Full time ₹ 1,50,00,000 - ₹ 2,00,00,000

    Job Title: Company Secretary & Legal ManagerWe are seeking a dynamic and experienced executive to fill this critical role.Compliance Specialist: Ensure timely compliance with all statutory and regulatory requirements under the Companies Act, 2013.Meetings Coordinator: Conduct board and committee meetings, draft minutes and resolutions, and maintain accurate...

  • Chief Regulatory Specialist

    2 days ago

    Nagpur, Maharashtra, India beBeeCompliance Full time ₹ 12,00,000 - ₹ 15,00,000

    Compliance and Regulatory Officer RoleThe Compliance and Regulatory Operations Officer plays a pivotal role in ensuring strict adherence to regulatory guidelines, managing inspections, investor complaints, surveillance alerts, and compliance reporting. This position requires close coordination with multiple departments to maintain high standards of...