
Chief Audit Specialist
3 days ago
A key aspect of this role is conducting audits with finesse.
Key Responsibilities:- Audit broking operations to verify compliance and regulatory adherence.
- Analyze trading practices, client interactions, and financial reporting to identify discrepancies or issues.
- Audit detailed broking activities, including trading practices, client transactions, and account management.
- Evaluate the effectiveness of internal controls and risk management processes related to broking operations.
- Ensure that broking operations adhere to relevant regulations and industry standards.
- Monitor changes in regulatory requirements and update audit practices as needed.
- Analyze transaction records, trade confirmations, and client communications to identify discrepancies, unauthorized activities, or compliance issues.
- Verify the accuracy and integrity of financial reporting related to broking activities.
- Assess the design and effectiveness of internal controls implemented in broking processes.
- Identify control weaknesses or gaps and recommend improvements to enhance operational efficiency and compliance.
- Audit expertise
- Regulatory knowledge
- Financial analysis skills
- Communication skills
This role offers a challenging and rewarding work environment, opportunities for professional growth and development, and a competitive salary package.
Others:Please note that only qualified candidates will be considered for this position. We are an equal opportunities employer and welcome applications from diverse backgrounds.
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