
Compliance Specialist
1 week ago
We are seeking an experienced Compliance Specialist to monitor and report on ongoing compliance matters. The ideal candidate will have a strong understanding of regulatory requirements and excellent communication skills.
Key Responsibilities:
- Monitor ongoing compliance and prepare reports as required
- Coordinate with regulators and internal departments
- Review and update compliance documentation
- Maintain accurate records of compliance activities
Requirements:
- Graduate/Post Graduate degree in Law or related field
- NISM Series-III-A: Securities Intermediaries Compliance (Non-Fund) Certification Examination is an added advantage
Skills and Qualifications:
- Excellent interpersonal and communication skills
- Strong analytical and problem-solving skills
- Ability to work in a team environment
- Minimum 3-5 years of experience in compliance or legal functions
Working Conditions:
- Work in a fast-paced environment with multiple deadlines
- Collaborate with internal departments to achieve compliance goals
What We Offer:
- A competitive salary package
- Ongoing training and professional development opportunities
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