
Surveillance Manager
3 days ago
We are seeking an experienced professional to fill the role of a Surveillance Manager. The successful candidate will be responsible for reviewing and analyzing electronic communication alerts to detect potential violations of policies, applicable rules, and regulations.
The ideal candidate will have a strong background in financial services or banking compliance, with experience in using automated communications surveillance systems. Excellent written and verbal communication skills, attention to detail, and ability to exercise sound judgment are essential. A team player with the ability to work collaboratively and manage stakeholders of different seniority is also required.
About the Role:
This position plays a critical role in safeguarding our assets, employees, clients, and reputation by ensuring strict adherence to regulatory requirements, compliance standards, and internal policies. The successful candidate will be responsible for reviewing and analyzing alerts generated from various automated electronic communication surveillance systems, performing audio surveillance, documenting rationales, and adhering to written operating procedures.
Key Responsibilities:
- Reviewing and analyzing alerts generated from various automated electronic communication surveillance systems.
- Performing audio surveillance by listening to voice communications of recorded employees.
- Documenting rationales with accurate, complete, and organized written commentary for audit trail.
- Adhering to written operating procedures for each review.
Requirements:
- Bachelor's degree with 8-10 years' experience in Financial Services or Banking Compliance.
- Good understanding of market abuse / conduct / compliance topics.
- Expertise in Microsoft Office Suite (i.e. Excel, Access, PowerPoint and Word).
Benefits:
We offer a competitive salary, excellent benefits package, and opportunities for career growth and development.
Contact Information:
Please submit your application through our website, including your resume and a cover letter outlining your qualifications and experience.
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