Compliance Risk Specialist

1 week ago


Gurgaon, Haryana, India Tower Research Capital Full time

Job Description:


Tower Research Capital seeks a skilled Compliance Risk Specialist to join their team in Gurgaon. As a key member of the compliance department, you will play a crucial role in maintaining the firm's integrity and ensuring adherence to regulatory requirements.


About the Role:


The ideal candidate will have at least 3-5 years of experience in trade surveillance, with a strong background in designing, testing, and calibrating surveillance models and parameters. Proficiency in Nasdaq Trade Surveillance (SMARTS) tool and knowledge of Market Conduct/Market Abuse rules and regulatory frameworks are essential.


You will be responsible for undertaking daily post-trade surveillance monitoring, escalating issues to business partners, and assisting with responding to regulatory requests for information. Your analytical skills and ability to work independently will be valuable assets in this role.


Benefits:



  • Competitive salary: ₹20,00,000 - ₹35,00,000 per annum
  • 5 weeks of paid vacation per year
  • Daily breakfast, lunch, dinner, and snacks
  • Cab facility within Gurgaon
  • Health club allowances

Requirements:


To be successful in this role, you should possess excellent written and verbal communication skills, as well as strong Microsoft Excel/Google Sheet knowledge and skills. A working knowledge of coding languages such as SQL and Python is desirable.


Company Overview:


Tower Research Capital is a leader in the field of quantitative trading, offering a unique work environment that prioritizes quality of life. With a cubicle-free workplace and jeans-clad workforce, we provide an opportunity for our employees to thrive in a dynamic and challenging environment.



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