Compliance Management Expert

3 days ago


Udaipur, Rajasthan, India beBeeCompliance Full time ₹ 12,50,000 - ₹ 26,12,498
Compliance Management Expert

This is a senior-level position at a leading financial services organization. The Chief Manager-Compliance will be responsible for coordinating with clients on regulatory compliances and resolving queries.

Job Responsibilities:
  • Coordinating with clients on regulatory compliances, including AIF/PMS requirements
  • Resolving regulatory queries of clients, ensuring timely responses to mitigate risks
  • Coordinating during inspections/audits, maintaining accurate records and reports
  • Assisting in group-level restructuring projects, focusing on process improvements
  • Ensuring regulatory compliance for the company, adhering to industry standards
Requirements:
  • Good experience in securities market or financial products, including portfolio management, investment advice, research analysis, or wealth management
  • Candidates with exposure in AIF/PMS compliance, preferably with certifications
Skills:
  • Excellent verbal and written communication skills, with ability to negotiate and mediate
  • Strong analytical and problem-solving skills, with attention to detail

This role requires a strong background in compliance management, particularly in AIF/PMS/Fixed income/SEBI. If you have the necessary qualifications and experience, please submit your updated CV to apply for this position.



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