Risk Compliance Manager

1 week ago


Delhi, Delhi, India Skyleaf Consultants LLP Full time

Company Overview:

We are Skyleaf Consultants LLP, a leading organization in the industry.

Job Description:

We are seeking an experienced Risk Compliance Manager to join our team. As a key member of our compliance department, you will be responsible for ensuring that our business operations are in line with regulatory requirements.

Key Responsibilities:

  • Manage all operational processes to ensure exchange compliance
  • Facilitate preparation and timely submission of various forms, reports, and documents to Exchanges/Depositories
  • Ensure timely operational reporting related to Exchanges and SEBI
  • Assist in ensuring exchange/DP-related compliances applicable to the Company under SEBI Act, SCRA, Rules, Regulations & Bye-laws of Exchange and Circulars issued by SEBI/CDSL/BSE
  • Handle Investor Grievances as per regulatory guidelines
  • Review and update company forms and internal documents in line with applicable stock broking/DP guidelines
  • Liaise with SEBI, Exchanges, Depositories for routine matters
  • Ensure process-oriented, TAT-driven process as per defined SOP
  • Mentor and monitor team to ensure high level of accuracy and timely execution
  • Handle regulatory audits of SEBI, Exchanges, etc.

Required Skills and Qualifications:

  • B.com/M.com/CS/LLB degree
  • 5-12 years of experience in compliance
  • Excellent organizational skills, including time management, record keeping, self-scheduling, and follow-up
  • Expertise to draft clear and professional correspondence and other documents of a legal, compliance, and business nature
  • Flexible and ability to prioritize tasks and manage multiple tasks within compressed timelines
  • Strong knowledge of SEBI Act, SCRA, Rules, Regulations & Bye-laws of Exchange and Circulars issued by SEBI/CDSL/BSE

Benefits:

  • Competitive salary: ₹15 lakhs - ₹30 lakhs per annum (based on experience)
  • Ongoing training and development opportunities
  • A supportive and collaborative work environment

Others:

Please note that we are an equal opportunities employer and welcome applications from diverse candidates.



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