Compliance Risk Management Specialist

3 hours ago


Delhi, Delhi, India Sumitomo Mitsui Banking Corporation – SMBC Group Full time
Job Summary:

A Compliance Risk Management Specialist is sought by Sumitomo Mitsui Banking Corporation – SMBC Group to conduct Compliance testing and monitoring as per Head Office and RBI guidelines. The ideal candidate will have a strong understanding of Compliance Functions of FIs, preferably foreign Banks.

About Us:

Sumitomo Mitsui Banking Corporation (SMBC) is one of the largest Japanese banks by assets, with strong credit ratings across the globe. The bank offers personal, corporate, and investment banking services to its customer network that extends across 39 countries and regions, 15 of which are in Asia.

Responsibilities:

- Conduct Compliance testing and monitoring as per Head Office and RBI guidelines (including submission of Tranche data).
- Submit reports to Management and Local Management Committee.
- Carry out Compliance Risk Assessment and Compliance Action Plan on an annual basis.
- Follow up with Heads of Department to ensure closure and rectification of Compliance Observations.

Requirements:

- Knowledge: Understanding of Compliance Functions of FIs (preferably foreign Banks).
- Skills: Compliance, staff having experience in Internal Audit of banks (preferably foreign banks) or CA firms having experience in bank audit.
- Experience: 4-8 years of relevant experience.
- Qualification: Bachelor's / Master's in relevant fields. Professional degrees/diploma preferred.

Benefits:

The selected candidate can expect a salary range of $100,000, considering the location and industry standards.

  • Delhi, Delhi, India Mashreq Full time

    Job OverviewMashreq, a leading financial institution in the UAE, is seeking an experienced Compliance Risk Management Specialist to join its team. The successful candidate will be responsible for ensuring that the company's compliance risk management practices are effective and aligned with regulatory requirements.


  • Delhi, Delhi, India Apeejay Stya Education (Svran Foundation) Full time

    Apeejay Stya Education (Svran Foundation) is a leading education provider seeking a skilled Risk Management and Compliance Specialist to enhance its internal audit capabilities. The estimated salary for this role is ₹1,200,000 - ₹1,500,000 per annum, commensurate with experience.Job DescriptionWe are looking for a highly motivated and detail-oriented...

  • Compliance Specialist

    23 hours ago


    Delhi, Delhi, India Sumitomo Mitsui Banking Corporation – SMBC Group Full time

    Company OverviewHeadquartered in Tokyo, Sumitomo Mitsui Banking Corporation (SMBC) is one of the largest Japanese banks by assets, with a strong global presence and a network that extends across 39 countries and regions. With a history dating back to 1880, SMBC has established itself as a leading financial institution, offering personal, corporate and...


  • Delhi, Delhi, India Sumitomo Mitsui Banking Corporation – SMBC Group Full time

    Join Sumitomo Mitsui Banking Corporation – SMBC Group as a Compliance Risk Specialist in Tokyo and take advantage of our global banking services, strong financials, and extensive presence across 39 countries.About UsWe are one of the largest Japanese banks by assets with over ¥238 trillion in total assets. Our strong credit ratings allow us to offer...


  • Delhi, Delhi, India Altoura Full time

    About AltouraAltoura is a pioneer in spatial computing, offering the industry's only no-code platform for creating immersive experiences across training, collaborative design, and sales. Our cutting-edge solutions operate in augmented reality (AR) and virtual reality (VR), enabling hybrid workers to collaborate, train, visualize, and learn from any...


  • Delhi, Delhi, India Technip Energies Full time

    Job OverviewThe Compliance Counsel, Operating Center will lead the implementation and execution of the Ethics & Compliance program in the assigned Operating Center, one of the business units of Technip Energies.Key Responsibilities:Provide day-to-day advice and counsel on E&C related matters, including anti-corruption / bribery, conflicts of interest, data...


  • Delhi, Delhi, India ANSR Full time

    At ANSR, we are seeking a highly skilled SAP Security Expert to join our team as an InfoSec Risk and Compliance Specialist. In this role, you will be responsible for planning and implementing security measures on various SAP systems, including ECC, Solution Manager, GRC, APO, IBP, EWM, GTS, and Fiori.SAP Security AdministrationSupport Audit Activities...


  • Delhi, Delhi, India Zuari Management Services Limited Full time

    About Zuari Management Services Limited: We are a wholly owned subsidiary of a listed organization offering a wide range of products and services to meet our customer's financial requirements and establishing a strong presence in the financial services sector.Job Summary: The Compliance Officer will be responsible for overseeing and managing all Compliance...


  • Delhi, Delhi, India Karma Management Global Consulting Solutions Private Limited Full time

    Karma Management Global Consulting Solutions Private Limited is seeking a highly skilled Compliance Specialist to join our team in Delhi. This exciting opportunity will allow you to leverage your expertise in compliance and risk management to drive business growth.About the RoleAs a Compliance Specialist, you will be responsible for ensuring that our clients...


  • Delhi, Delhi, India DMart - Avenue Supermarts Ltd Full time

    Are you a detail-oriented professional with excellent analytical skills? Do you have experience in internal audit or business data analysis?We are seeking a Risk Assessment and Compliance Specialist to join our team at DMart - Avenue Supermarts Ltd. As a Risk Assessment and Compliance Specialist, you will be responsible for conducting risk assessments, due...


  • Delhi, Delhi, India apexanalytix Full time

    Job OverviewRisk Management and Compliance Strategist plays a crucial role in ensuring the organization's adherence to regulatory requirements, industry standards, and internal policies. This position is responsible for driving continuous improvement in risk management practices.About ApexanalytixWe are a leading organization seeking a skilled and motivated...


  • Delhi, Delhi, India Bennett Coleman and Co. Ltd Full time

    About the RoleWe are seeking a highly skilled and experienced Risk Management Specialist to join our team at Bennett Coleman and Co. Ltd.The ideal candidate will have strong analytical and problem-solving skills, with the ability to communicate complex ideas effectively.About UsBennett Coleman and Co. Ltd is a leading media company in India, committed to...


  • Delhi, Delhi, India Astellas Pharma Full time

    Job DescriptionAstellas Pharma is seeking an experienced Global Compliance Risk Manager to serve as the senior compliance officer for our affiliate business in Astellas India. In this role, you will be responsible for building and overseeing the Compliance Department in AID, implementing Astellas Global or Regional policies, risk mitigation and compliance...


  • Delhi, Delhi, India Aditya Birla Management Corporation Pvt Ltd Full time

    About Us:Aditya Birla Management Corporation Pvt Ltd is a leading management corporation in the industry, known for its expertise and excellence.Job Summary:We are seeking a highly skilled Financial Risk Management Specialist to join our team. This is a unique opportunity to work with a renowned company and contribute to its growth and...


  • Delhi, Delhi, India KuCoin Exchange Full time

    About the RoleWe are seeking a highly skilled Chief Compliance Risk Manager to join our team at KuCoin Exchange. In this critical role, you will be responsible for maintaining registration and licenses in India, providing compliance support to all business units of the company, and managing KYC and AML matters.Key Responsibilities:Maintain accurate and...


  • Delhi, Delhi, India Intech Organics Limited Full time

    About Intech Organics LimitedIntech Organics Limited is a leading company in the chemical industry, dedicated to providing innovative solutions and services. Our commitment to excellence has earned us a reputation as a trusted partner for various clients.Job Title: Chemical Industry Risk Management SpecialistWe are seeking an experienced Chemical Industry...


  • Delhi, Delhi, India Sumitomo Mitsui Banking Corporation – SMBC Group Full time

    Job SummaryThe Risk Management Specialist will play a pivotal role in managing and controlling risks across various domains, including Enterprise, Operational, ESG, New Products, In-Office Inspection, and ICAAP. This individual will be responsible for developing and implementing risk frameworks, policies, and procedures aligned with business objectives and...


  • Delhi, Delhi, India Calx and Cor Pvt Ltd Full time

    **Company Overview**We are a leading CA firm with our head office in Delhi and branches across North India. Our expertise lies in Risk Advisory, Statutory Audit, Corporate Services, and related services. We provide comprehensive support to clients across various sectors.Job SummaryWe are seeking an experienced Risk Advisory Specialist to join our team. As a...


  • Delhi, Delhi, India Evoke HR Solutions Pvt. Ltd. Full time

    Join us at Evoke HR Solutions Pvt. Ltd. in a challenging role as an Information Security Specialist, focusing on Vendor Risk Management. This exciting opportunity is based in Mumbai.Job SummaryWe are seeking an experienced Information Security Specialist to oversee our Third Party Risk Management program related to information and cyber security risks. The...

  • Compliance Risk Expert

    22 hours ago


    Delhi, Delhi, India Revolut Full time

    About RevolutWe are a financial super app that aims to deliver more visibility, control, and freedom to our 50+ million customers. Our mission is to empower people with innovative products and services.As we continue our rapid growth, it's essential to maintain a strong compliance culture. The Control Remediation team plays a crucial role in ensuring Revolut...