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Compliance Risk Management Specialist

1 month ago


Delhi, Delhi, India Sumitomo Mitsui Banking Corporation – SMBC Group Full time
Job Summary:

A Compliance Risk Management Specialist is sought by Sumitomo Mitsui Banking Corporation – SMBC Group to conduct Compliance testing and monitoring as per Head Office and RBI guidelines. The ideal candidate will have a strong understanding of Compliance Functions of FIs, preferably foreign Banks.

About Us:

Sumitomo Mitsui Banking Corporation (SMBC) is one of the largest Japanese banks by assets, with strong credit ratings across the globe. The bank offers personal, corporate, and investment banking services to its customer network that extends across 39 countries and regions, 15 of which are in Asia.

Responsibilities:

- Conduct Compliance testing and monitoring as per Head Office and RBI guidelines (including submission of Tranche data).
- Submit reports to Management and Local Management Committee.
- Carry out Compliance Risk Assessment and Compliance Action Plan on an annual basis.
- Follow up with Heads of Department to ensure closure and rectification of Compliance Observations.

Requirements:

- Knowledge: Understanding of Compliance Functions of FIs (preferably foreign Banks).
- Skills: Compliance, staff having experience in Internal Audit of banks (preferably foreign banks) or CA firms having experience in bank audit.
- Experience: 4-8 years of relevant experience.
- Qualification: Bachelor's / Master's in relevant fields. Professional degrees/diploma preferred.

Benefits:

The selected candidate can expect a salary range of $100,000, considering the location and industry standards.