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Regulatory Compliance Officer

1 week ago

Chennai, Tamil Nadu, India Tetra Consultants Full time

About Us:

Tetra Consultants is a renowned management consulting firm based in Singapore, offering a comprehensive range of services including international business set up, financial license applications, and corporate banking solutions.

Job Role:

We are looking for a talented Junior Compliance Officer to join our Compliance team, who will be responsible for conducting thorough KYC due diligence checks, verifying client identification and documentation, and assessing client risk profiles.

Responsibilities:

  1. Conduct thorough KYC due diligence checks for new and existing clients.
  2. Verify client identification and documentation for client onboarding.
  3. Assess client risk profiles and research potential issues.
  4. Conduct regular background checks for existing clients.
  5. Identify and escalate compliance issues.
  6. Advise clients on economic substance, UBO and compliance requirements.
  7. Perform enhanced due diligence on high-risk clients.
  8. Maintain accurate client records and perform administrative tasks.
  9. Stay updated on regulatory changes and industry best practices.
  10. Develop and implement compliance policies and procedures.
  11. Collaborate with internal teams.

Requirements:

  • Bachelor's degree in Law, Compliance or related field.
  • Professional experience in Compliance and due diligence is preferred.
  • Familiarity with Microsoft Office, especially Excel.
  • Knowledge of KYC and AML regulations is an advantage.