
A Compliance Expert Sought for Fund Management Firm
2 days ago
This is Regarding the Opening for Leading Fund Management Firm as a Senior Manager/Chief Manager-Compliance - AIF/PMS/fixed Income.
Role: Senior Manager/Chief Manager-Compliance - AIF/PMS/fixed Income.
Location: Mumbai.
Experience: 3-10 in compliance management in AIF/PMS/Fixed income/SEBI.
Working Days: 5 Days(WFO).
We are seeking a seasoned Senior Manager/Chief Manager-Compliance to join our team and lead our fund management firm's compliance efforts. The successful candidate will be responsible for ensuring that our company remains compliant with all relevant regulatory requirements.
The ideal candidate will have:
- A good experience in activities in the securities market or financial products including in a portfolio manager, broker dealer, investment advisor, wealth manager, research analyst or fund management.
- Candidates with exposure in AIF/ PMS compliance.
Key Responsibilities:
- Coordinating with clients of the Company for SEBI AIF/ PMS compliances.
- Resolving regulatory queries of the clients.
- Coordinating during Inspection/Audit.
- Assisting in various group level restructuring projects as may be initiated by Company from time to time.
- Ensuring regulatory compliances for the Company for the current as well as future regulatory projects.
Communication Skills: Excellent Verbal and written communication skills.
If interested, please give an acknowledgment by sharing your updated CV on nidhi@thepremierconsultants.com.
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