Risk Manager

3 days ago


Vellore, Tamil Nadu, India beBeeCompliance Full time ₹ 15,00,000 - ₹ 20,00,000
Job Overview:

A Compliance Officer is required to ensure the organization adheres to regulatory requirements and maintains a strong compliance culture. The ideal candidate will possess expertise in regulatory compliance, risk management, and legal matters.

Main Responsibilities:
  1. Regulatory Monitoring & Implementation: Continuously track and evaluate regulatory updates relevant to the organization, assess their impact on policies and business processes, and disseminate updates to senior management for timely implementation.
  2. Compliance Advisory & Governance: Ensure strict adherence to RBI and SEBI guidelines, provide compliance advisory to business teams on loan proposals, and present compliance updates to the Board and board committees.
  3. Reporting & Communication: Prepare and submit periodic returns to RBI and other regulators, act as the single point of contact for regulatory queries, and coordinate with group entities to share compliance updates.
  4. Testing & Review: Develop and implement the annual compliance testing plan, report significant compliance lapses to the Audit Committee, and conduct regular compliance reviews and test internal controls.
  5. Audit & Inspection Management: Lead annual RBI inspections, statutory and internal audits, and other regulatory reviews, ensuring audit readiness and timely closure of findings.
  6. Legal: Handle legal matters including contracts, compliance, litigation, and regulatory affairs.
Requirements:
  • Bachelor's or Master's degree in Law, Finance, or related field.
  • 7–13 years of experience in regulatory compliance, preferably in banking or NBFC sector.
  • Strong understanding of RBI and SEBI regulations and financial compliance frameworks.
  • Excellent communication, analytical, and stakeholder management skills.
  • Experience in handling audits, inspections, and board-level presentations.


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