
Compliance Specialist Role
1 week ago
Compliance Specialist Role
A successful Lead Compliance Analyst will be responsible for reviewing artifacts to ensure compliance with regulatory requirements and internal policies. The role involves a strong focus on data analytics, data analysis, and emerging technologies.
Key Responsibilities:
- Conduct audits and reviews of artifacts related to the Audit Software Development Life Cycle framework.
- Analyze data to identify trends, anomalies, and areas of improvement in compliance processes.
- Utilize data analytics tools to extract, transform, and analyze data sets.
- Collaborate with cross-functional teams to implement data-driven solutions for process improvement.
- Develop and maintain reports and dashboards for compliance monitoring and reporting.
- Conduct risk assessments and evaluate controls to ensure adherence to standards.
- Stay updated on regulatory changes and industry best practices related to compliance auditing.
- Assist in the development of audit strategies and plans based on data insights.
Requirements:
- 4+ years of experience in auditing and compliance.
- 4+ years of experience in compliance data management and regulatory analysis methods.
- Bachelor's degree in accounting, finance business, or a related field, or an equivalent combination of education and work experience.
Preferrable Skills:
- Familiarity with regulatory requirements in the financial services industry.
- Knowledge of SDLC processes and auditing frameworks.
- Experience with data visualization tools such as Power BI, Tableau, or similar tools.
- Experience with emerging A.I. technologies.
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