Senior Compliance Expert

11 hours ago

Belgaum, Karnataka, India beBeeCompliance Full time ₹ 8,00,000 - ₹ 15,00,000

Job Summary:

We are seeking a diligent and proactive Compliance Specialist to join our fast-growing financial services organization. The role involves ensuring compliance with RBI, SEBI, and other regulatory frameworks, conducting risk assessments, and assisting in audits.

About the Role:

Our organization is a leading fintech company revolutionizing financial services with innovative solutions in lending, payments, and wealth management. We are driven by cutting-edge technology, committed to delivering transparent, compliant, and customer-centric financial products. With a culture of agility and growth, we empower our workforce to make an impact in the fast-evolving financial ecosystem.

Key Responsibilities:

  • Monitor, interpret, and implement RBI, SEBI, FEMA, and other regulatory guidelines relevant to the business.
  • Ensure timely filings and reporting to regulators.
  • Maintain up-to-date knowledge of evolving compliance and regulatory requirements.

Compliance Monitoring & Risk Assessment:

  • Conduct regular internal reviews and risk assessments.
  • Identify process gaps and propose corrective actions.
  • Track remediation of compliance issues and ensure timely closure.

Policy & Documentation:

  • Assist in drafting, updating, and implementing compliance policies and procedures.
  • Maintain accurate documentation for internal compliance controls.
  • Educate internal teams on compliance obligations through training and awareness programs.

Audit & Reporting:

  • Support internal, statutory, and regulatory audits.
  • Prepare compliance reports for senior management and regulatory bodies.
  • Act as a point of contact for compliance queries across departments.

Role Requirements:

  • CA (Inter), CS, MBA (Finance)
  • 2–4 years of experience in compliance, internal audit, or risk management, preferably in NBFC, fintech, or financial services sector.
  • Strong understanding of RBI, SEBI, FEMA, AML, and other financial regulations.
  • Experience with compliance monitoring tools and MS Excel-based reporting.
  • Excellent written and verbal communication skills.
  • Detail-oriented, analytical mindset with problem-solving ability.
  • Ability to thrive in a fast-paced startup environment.

Key Skills:

  • Regulatory compliance
  • Financial regulations
  • Internal audit
  • Risk management
  • Compliance monitoring tools

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