
Compliance Risk Management Specialist
10 hours ago
Job Summary:
We are seeking a Compliance Risk Management Specialist to ensure our operations align with regulatory requirements and industry best practices.
Key Responsibilities:
- Monitor and mitigate compliance risks associated with SEBI regulations, RBI guidelines, and other applicable laws governing AIFs and PMS.
- Develop, implement, and update compliance policies and procedures to reflect regulatory changes and industry developments.
- Conduct regular risk assessments and internal audits to identify potential risks and recommend corrective actions.
- Design and deliver training programs for staff to foster a culture of compliance within the organization.
- Prepare accurate and timely reports for management and regulatory authorities, ensuring timely submission and accuracy.
- Act as the primary liaison with regulatory bodies and internal stakeholders on compliance matters, addressing inquiries and issues as they arise.
- Utilize technology and data analytics to enhance compliance monitoring processes and reporting.
Requirements:
- Masters degree in Business Administration, Finance, Law, or a related field, or a Company Secretary qualification.
- Minimum 3 years experience in a compliance role, preferably in the AIF & PMS sector.
- Strong knowledge of regulatory frameworks applicable to AIFs & PMS and related compliance requirements.
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