Financial Surveillance Specialist

1 week ago

Alleppey, Kerala, India beBeeSurveillance Full time ₹ 80,00,000 - ₹ 1,00,00,000
Job Description:

As a Manager, you will play a critical role in safeguarding our assets, employees, clients, and reputation by ensuring strict adherence to regulatory requirements, compliance standards, and internal policies.

The EMEA Surveillance Department is responsible for preventing, monitoring, detecting, and reporting suspicious trading activities, market and client misconduct, and other compliance breaches within our business environment. This department plays a key role in delivering strategic surveillance solutions across the EMEA region to MUFG offices in France, Netherlands, Germany, UAE, and Qatar.

This individual will be responsible for reviewing and closing electronic and audio communication alerts for the EMEA region. The responsibilities include but are not limited to providing support in conducting the following items as per SOPs and may be amended from time to time:

  • Reviewing and analyzing alerts generated from various automated electronic communication surveillance systems to detect potential violations of our policies, applicable rules, and regulations, escalating to the appropriate department when necessary.
  • Performing audio surveillance by listening to voice communications of recorded employees to detect potential violations of our policies, applicable rules, and regulations, escalating to the appropriate department when necessary.
  • When closing alerts, properly documenting rationales with accurate, complete, and organized written commentary for audit trail.
Required Skills and Qualifications:

Bachelor's degree: 8-10 years' experience in Financial Services or Banking Compliance Experience in using automated communications surveillance systems

  • Good understanding of market abuse / conduct / compliance topics
  • Expertise in Microsoft Office Suite (i.e., Excel, Access, PowerPoint, and Word)
  • Excellent written and verbal communication skills
  • Attention to detail; excellent organizational skills
  • Strong analytical and problem-solving skills
  • Ability to exercise sound judgment and escalate issues appropriately
  • Ability to establish and maintain strong relationships across multiple departments
  • Team player and ability to work collaboratively
  • Native-level proficiency in the English language, both verbally and in writing
Benefits:

We offer a competitive compensation package, opportunities for career growth, and a collaborative work environment.

Others:

This role requires regular receipt of technical or practical training delivered online or face-to-face covering a wide range of Compliance topics.

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