Regulatory Compliance Specialist

4 days ago


Hyderabad, Telangana, India IQ-EQ Full time

Job Summary: We are seeking a highly skilled Regulatory Compliance Specialist to support and assist IQ-EQ's investment adviser clients by providing regulatory compliance services.

Key Responsibilities:

  • Assisting with monitoring and maintaining compliance programs for clients to ensure compliance with federal securities laws.
  • Drafting regulatory policies and procedures.
  • Conducting quarterly forensic compliance program testing.
  • Drafting and filing various regulatory filings for clients.

Qualifications:

  • Bachelor's degree.
  • Analytical, technical, and technology skills with proficiency in basic office software.
  • Strong organizational and problem-solving skills with attention to detail.
  • Strong oral and written communication skills.
  • Dedicated to upholding first-class standards and exceptional customer service focus.
  • Ability to work well in a fast-paced environment.

About IQ-EQ: IQ-EQ is a leading provider of fund services, including regulatory compliance, to private equity and hedge fund firms in the alternative asset industry.



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