Regulatory Compliance Specialist
4 days ago
Job Summary: We are seeking a highly skilled Regulatory Compliance Specialist to support and assist IQ-EQ's investment adviser clients by providing regulatory compliance services.
Key Responsibilities:
- Assisting with monitoring and maintaining compliance programs for clients to ensure compliance with federal securities laws.
- Drafting regulatory policies and procedures.
- Conducting quarterly forensic compliance program testing.
- Drafting and filing various regulatory filings for clients.
Qualifications:
- Bachelor's degree.
- Analytical, technical, and technology skills with proficiency in basic office software.
- Strong organizational and problem-solving skills with attention to detail.
- Strong oral and written communication skills.
- Dedicated to upholding first-class standards and exceptional customer service focus.
- Ability to work well in a fast-paced environment.
About IQ-EQ: IQ-EQ is a leading provider of fund services, including regulatory compliance, to private equity and hedge fund firms in the alternative asset industry.
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