Senior Compliance Specialist
4 weeks ago
We are seeking a Senior Compliance Specialist to join our Enterprise Compliance Operations team in Corporate Risk. As a key member of our Outside Activities Compliance Review team, you will be responsible for assessing, analyzing, and responding to employee disclosures, requests, and inquiries in accordance with Wells Fargo's Code of Ethics and Business Conduct, Conflicts of Interest and Outside Activities, Gifts and Entertainment Policies, and regulatory requirements.
Key Responsibilities- Interpret policies, procedures, and compliance requirements to review and decision pre-clearance related matters, assessing conflicts of interest, risk, and compliance with regulations.
- Analyze and respond to employee pre-clearance requests and inquiries using the Global Preclearance System (GPS).
- Handle complex reviews, including municipal solicitor, political contributions of covered employees, and private securities transactions, in accordance with enterprise and line of business policy requirements.
- Establish, implement, and maintain risk standards and programs to drive compliance with federal, state, agency, legal, and regulatory requirements.
- Oversee the front line's execution and challenges on compliance-related decisions.
- Provide support in developing and overseeing standards with business and functional knowledge.
- Support reporting, escalation, and timely remediation of issues, deficiencies, or regulatory matters regarding compliance risk management.
- Provide advice, counsel, and interpretation of Conflicts of Interest and Outside Activities and Gifts and Entertainment Policies and related line of business policies.
- Collaborate with peers and colleagues on projects and initiatives related to pre-clearance, policies, and GPS.
- Assist in developing pre-clearance-related training and communications.
- 4+ years of compliance experience or equivalent demonstrated through work experience, training, military experience, or education.
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Senior PF Compliance Specialist
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Hyderabad, Telangana, India CapTalent HR Full timeAbout the RoleWe are seeking a highly skilled Senior PF Compliance Specialist to join our team at CapTalent HR. The ideal candidate will have excellent knowledge and experience in handling Provident Fund compliances, with strong written and verbal communication skills.As a key member of our team, you will be responsible for coordinating with vendors and...
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Senior Sanctions Compliance Specialist Lead
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Senior Tax Compliance Specialist
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Hyderabad, Telangana, India Larsen & Toubro Full timeCompany OverviewLarsen & Toubro, a global leader in the construction and engineering industry, is seeking an experienced Senior Tax Compliance Specialist to join our team.
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Hyderabad, Telangana, India Bristol Myers Squibb Full timeAbout UsBristol Myers Squibb is a leading pharmaceutical company dedicated to transforming patient lives through science. Our team of experts is passionate about delivering innovative solutions that make a real difference in the lives of patients. We are committed to a culture of inclusion, diversity, and excellence, where every employee has the opportunity...
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Senior Regulatory Compliance Specialist
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Senior Compliance Specialist
1 month ago
Hyderabad, Telangana, India WELLS FARGO BANK Full timeAbout this RoleWells Fargo is seeking a Senior Compliance Specialist to join the Outside Activities Compliance Review (OAC) Team and related program within the Enterprise Compliance Operations (ECO) group in Corporate Risk. The OAC Team is responsible for assessing, analyzing, and responding to employee disclosures, requests, and inquiries in accordance with...
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Compliance Specialist
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IT Audit and Compliance Specialist
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Senior Taxation Specialist
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Senior Compliance Officer
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Hyderabad, Telangana, India WELLS FARGO BANK Full timeAbout this Role:We are seeking a highly skilled Senior Compliance Specialist to join our team at Wells Fargo Bank.In this role, you will be responsible for establishing, implementing, and maintaining risk standards and programs to drive compliance with federal, state, agency, legal, and regulatory requirements.You will oversee the front line's execution and...
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Hyderabad, Telangana, India MEDHA SERVO DRIVES PVT LTD (MSDPL) Full timeJob OverviewMEDHA Servo Drives Pvt Ltd (MSDPL) is an R&D intensive company committed to delivering high-tech electronics products for locomotives, coaches, and railway stations.We are seeking a skilled Senior Software Quality Assurance and Compliance Specialist to ensure the quality of our software products through rigorous testing and analysis.Develop and...
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IT Compliance Specialist
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Hyderabad, Telangana, India Splash Business Intelligence Full timeJob Summary:The IT Compliance Specialist will be responsible for ensuring that Splash Business Intelligence complies with all relevant IT regulations, policies, and procedures. This individual will create and maintain various documents related to IT compliance, including policies, procedures, and training materials. Additionally, they will respond to...
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Senior Compliance Specialist
4 weeks ago
Hyderabad, Telangana, India Genpact Full timeAt Genpact, we are shaping the future with our global professional services and solutions firm, delivering outcomes that drive lasting value for our clients. Our team of 125,000+ people across 30+ countries is passionate about creating a world that works better for people. We serve leading enterprises, including the Fortune Global 500, with our deep business...
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Regulatory Compliance Specialist
4 weeks ago
Hyderabad, Telangana, India IQ-EQ Full timeJob Title: Regulatory Compliance SpecialistJob Summary: We are seeking a highly motivated Regulatory Compliance Specialist to support our investment adviser clients by providing regulatory compliance services through oversight of the execution and continuous improvement of the client's compliance program. The ideal candidate will have a strong understanding...
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PV Compliance Specialist
4 weeks ago
Hyderabad, Telangana, India Bristol Myers Squibb Full timeJob SummaryWe are seeking a highly skilled PV Compliance Specialist to join our team at Bristol Myers Squibb. As a PV Compliance Specialist, you will be responsible for ensuring the safety of our medicines by monitoring safety outputs and ensuring compliance with global regulatory requirements.Key ResponsibilitiesProvide compliance oversight through ongoing...