Compliance and Trustee Officer

1 month ago


Delhi, Delhi, India Capitalmind Full time

About Us

Capitalmind is a registered portfolio management company and Alternative Investment Fund (AIF). We strive for innovation and excellence in the financial services industry, with a focus on expansion into the Mutual Fund licensing realm.

We have received an in-principal approval from SEBI to launch a mutual fund in August 2024 and are actively working towards its launch.

Job Overview

**Job Title:** Compliance and Trustee Officer

**Company:** Capitalmind Trustee Private Limited

**Location:** Bangalore

**Work Arrangement:** On-site

Key Responsibilities:
  • Monitor activities and ensure scheme offer document compliances under the guidance of the Board of Trustees.
  • Prepare compliance reports as required under SEBI (Mutual Funds) Regulations, 1996 and Master Circular for Mutual Funds.
  • Conduct training sessions on various policies related to compliance.
  • Monitor compliance-related policies.
  • Implement all directions of Trustees in a timely manner, including SEBI and AMFI circulars and relevant guidelines of Mutual Funds.
  • Draft Agenda, Notices, and Minutes for Committees/Board/General Meetings.
  • Organize board, members, and Trustee committees' meetings.
  • Prepare and maintain meeting records of the board, members, and various committees.
  • Coordinate with external counsels and consultants.
  • Ensure timely reporting (regulatory and ad-hoc) to Trustees for necessary approvals.
  • Liaise with Trustees on regular basis for escalations and other operational and compliance matters requiring their attention.
  • Liaise with regulatory authorities, coordinate and support for SEBI and RBI compliances.
Requirements:
  • A minimum of 5 years of experience in finance and financial services-related field.
  • Professional qualification with preferred Company Secretary (CS) and graduation in finance or law.
  • Practical knowledge in SEBI, FEMA, and RBI regulations.
  • Skilled in meticulous drafting and review of compliance documents.
  • Excellent communication and teamwork abilities.
  • Strong analytical skills with a proactive risk management approach.
Estimated Salary: ₹800,000 - ₹1,200,000 per annum
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