Financial Services Audit Manager

15 hours ago

Dombivli, Maharashtra, India beBeeAudit Full time ₹ 15,00,000 - ₹ 20,00,000

Hiring for a leading financial services firm in Mumbai.

Roles and Responsibilities

Audit Manager Job Summary:

We are seeking an experienced Audit Manager to join our team. As an Audit Manager, you will be responsible for managing audit teams and ensuring compliance with regulatory requirements.

The successful candidate will have a strong background in auditing, excellent communication skills, and the ability to lead and motivate a team.

Audit Role and Responsibilities:

  • Manage audit teams to ensure timely completion of audits
  • Conduct audits to verify adherence to compliance and regulatory requirements
  • Analyze trading practices, client interactions, and financial reporting to identify potential discrepancies or issues
  • Perform detailed audits of broking activities, including trading practices, client transactions, and account management
  • Evaluate the effectiveness of internal controls and risk management processes related to broking operations
  • Ensure that broking operations adhere to relevant regulations and industry standards, including compliance with financial market regulations and anti-money laundering (AML) requirements
  • Monitor changes in regulatory requirements and update audit practices as needed
  • Analyze transaction records, trade confirmations, and client communications to identify discrepancies, unauthorized activities, or compliance issues
  • Verify the accuracy and integrity of financial reporting related to broking activities
  • Assess the design and effectiveness of internal controls implemented in broking processes
  • Identify control weaknesses or gaps and recommend improvements to enhance operational efficiency and compliance

Key Skills and Qualifications:

  • Bachelor's degree in accounting or finance
  • Minimum 5 years of experience in auditing, preferably in a financial services firm
  • Strong knowledge of auditing standards and regulatory requirements
  • Excellent leadership and communication skills
  • Ability to analyze complex financial data and identify areas for improvement
  • Results-driven and detail-oriented

Benefits:

  • Competitive salary and benefits package
  • Ongoing training and professional development opportunities
  • Collaborative and dynamic work environment

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