Portfolio Compliance Specialist
5 days ago
We are looking for a skilled Portfolio Compliance Specialist to join our team at Fidelity International. As a key member of our General Counsel Shared Services Team, you will play a critical role in ensuring compliance with regulatory requirements and internal policies, while supporting the launch of new investment products and managing existing portfolios.
About Our TeamOur team is responsible for providing operational support and services to the General Counsel function, with three key verticals: Reporting and Systems, Operations, and Investment Compliance. You will be working closely with colleagues globally to ensure that investment restrictions are correctly interpreted and coded into our compliance system.
Responsibilities:- You will review and analyze investment guidelines for FIL's institutional and retail products.
- You will investigate the cause of daily alerts, warnings, and report compliance breaches across various stakeholders.
- You will onboard new clients for investment compliance by understanding client requirements, interpreting prospectus, mandate, and extracting compliance restrictions.
- A comprehensive benefits package.
- The opportunity to work with a leading investment management company.
- The chance to develop your skills and expertise in a dynamic and supportive environment.
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Portfolio Management Specialist
1 day ago
Gurgaon, Haryana, India Green Portfolio Full timeAbout Green Portfolio We are a SEBI registered Portfolio Management company and a research house focused on the Indian equity markets. Our team provides investment advice to clients across the globe, with a vast network of retail investors seeking our expertise. We prioritize operational efficiency and accuracy in all our activities.Key Responsibilities:
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Portfolio Management Professional
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Trade Execution and Compliance Associate
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Compliance Officer Portfolio Specialist
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Gurgaon, Haryana, India FIDELITY INTERNATIONAL Full timeAbout the Opportunity Job Type PermanentApplication Deadline 30 November 2024Title Assistant Manager - Portfolio Compliance MonitoringDepartment General Counsel Shared ServicesLocation Gurgaon IndiaReports To Manager - Portfolio Compliance MonitoringLevel Assistant ManagerWere proud to have been helping our clients build better financial futures for over...
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Trading Operations Specialist
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Trading Operations Specialist
5 days ago
Gurgaon, Haryana, India Green Portfolio Full timeAbout the Company One of India's fastest-growing Portfolio Management Company's. Green Portfolio is a SEBI registered Portfolio Management company and a research house focused on the Indian equity markets. Alongside PMS, we have a vast network of investment advice-seeking retail clients across the globe. AUM and AUA as of August 2023 are north of $100...
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Trading Operations Specialist
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Compliance Portfolio Monitoring Expert
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Trading Operations Specialist
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Product Regulatory Compliance Specialist
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Logistics Portfolio Valuation Specialist
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Tax Compliance Specialist
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Compliance Risk Specialist
1 day ago
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Portfolio Coordinator
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Compliance Framework Specialist
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