Portfolio Compliance Specialist

5 days ago


Gurgaon, Haryana, India FIDELITY INTERNATIONAL Full time

We are looking for a skilled Portfolio Compliance Specialist to join our team at Fidelity International. As a key member of our General Counsel Shared Services Team, you will play a critical role in ensuring compliance with regulatory requirements and internal policies, while supporting the launch of new investment products and managing existing portfolios.

About Our Team

Our team is responsible for providing operational support and services to the General Counsel function, with three key verticals: Reporting and Systems, Operations, and Investment Compliance. You will be working closely with colleagues globally to ensure that investment restrictions are correctly interpreted and coded into our compliance system.

Responsibilities:
  • You will review and analyze investment guidelines for FIL's institutional and retail products.
  • You will investigate the cause of daily alerts, warnings, and report compliance breaches across various stakeholders.
  • You will onboard new clients for investment compliance by understanding client requirements, interpreting prospectus, mandate, and extracting compliance restrictions.
What We Offer
  • A comprehensive benefits package.
  • The opportunity to work with a leading investment management company.
  • The chance to develop your skills and expertise in a dynamic and supportive environment.


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