Senior Audit Specialist

6 days ago


Varanasi, Uttar Pradesh, India beBeeBroking Full time ₹ 9,00,000 - ₹ 12,00,000
Job Description:

The role of a Broking Auditor involves performing audits on broking operations to ensure adherence to compliance and regulatory requirements.

Key Responsibilities:

  • Perform detailed audits of broking activities, including trading practices, client transactions, and account management.
  • Examine transaction records, trade confirmations, and client communications to identify discrepancies or compliance issues.
  • Verify the accuracy and integrity of financial reporting related to broking activities.
  • Evaluate the design and effectiveness of internal controls implemented in broking processes.
  • Identify control weaknesses or gaps and recommend enhancements to improve operational efficiency and compliance.

Requirements:

  • Detailed knowledge of broking operations and compliance regulations.
  • Strong analytical and problem-solving skills.
  • Ability to work independently and manage multiple tasks.
  • Excellent communication and interpersonal skills.

Benefits:

  • Opportunity to work in a dynamic and growing industry.
  • Chance to develop skills and expertise in a specialized field.
  • Competitive compensation package.

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