Senior Regulatory Compliance Professional

8 hours ago


Madurai, Tamil Nadu, India beBeeCompliance Full time ₹ 20,00,000 - ₹ 25,00,000

Key Responsibilities:

  • Conduct thorough reviews of employee trading activities, ensuring adherence to regulatory requirements and protocols.
  • Enforce a robust trade preclearance process, meticulously reviewing and approving employee trade requests prior to execution.
  • Collaborate with investment banks and brokers to establish and maintain employee trading accounts, ensuring accurate reporting of transactions in compliance with firm standards.
  • Perform detailed analyses of statements from non-approved brokers, verifying compliance with the code of ethics and trading regulations, and identifying potential risks.
  • Monitor e-communications to identify and address potential breaches related to material non-public information (MNPI), safeguarding against insider trading concerns.
  • Facilitate and track compliance training sessions to enhance employee understanding of regulatory obligations and ensure adherence to best practices in ethical trading and corporate governance.


  • Madurai, Tamil Nadu, India beBeeCompliance Full time ₹ 15,00,000 - ₹ 25,00,000

    Regulatory Compliance Specialist Job DescriptionThe main goal of this role is to ensure the organization's compliance with relevant laws and regulations. This involves:Ensuring timely submission of returns to regulatory bodies.Conducting Anti-Money Laundering (AML) transaction monitoring and reviewing customer risk categorization.Assisting in compliance...


  • Madurai, Tamil Nadu, India beBeeCompliance Full time US$ 90,000 - US$ 1,20,000

    Job Title: Regulatory Compliance Specialist Position Overview:We are seeking a highly skilled and detail-oriented professional to support end-to-end submissions for global markets. Required expertise includes Lifecycle Management (LCM), Veeva Vault RIM, and complex Initial and Variation submissions. Key Responsibilities:Develop and implement compliance...


  • Madurai, Tamil Nadu, India beBeeRegulatory Full time ₹ 12,00,000 - ₹ 22,00,000

    Regulatory Affairs ExpertWe are seeking a seasoned professional to spearhead our regulatory affairs efforts. As a key member of our team, you will be responsible for ensuring compliance with international, federal, and local regulations across pharmaceuticals and medical devices.Key Responsibilities:Develop and implement regulatory strategies to support new...


  • Madurai, Tamil Nadu, India beBeeCompliance Full time ₹ 1,50,00,000 - ₹ 2,50,00,000

    Compliance professionals with senior governance expertise are in high demand, and this role is no exception. We seek an exceptional individual to oversee all aspects of corporate compliance within our organization.Key ResponsibilitiesCorporate Governance & Board Support: The successful candidate will provide expert guidance to the board of directors on...


  • Madurai, Tamil Nadu, India LabelBlind® Full time

    Position: Position: Senior Food Regulatory Professional – Domestic and International Regulations Immediate OpeningLocation: Mumbai onlyCompany: LabelBlind Solutions Pvt. Ltd. India's 1st Digital Food Labelling SaaS PlatformHybrid workingMin 8 years experience in reputed organisationsLabelBlind Solutions Pvt. Ltd., established in 2018, is pioneering the...


  • Madurai, Tamil Nadu, India beBeeCompliance Full time ₹ 10,00,000 - ₹ 15,00,000

    Regulatory Compliance SpecialistAbout the Role:This position involves collaborating with cross-functional teams to ensure adherence to regulatory requirements and industry standards. The ideal candidate will possess excellent analytical skills, attention to detail, and strong communication abilities.Key Responsibilities:Verify that manufacturing processes...


  • Madurai, Tamil Nadu, India beBeeRegulatory Full time ₹ 1,80,00,000 - ₹ 2,50,00,000

    Job Title: Senior Compliance OfficerWe are seeking a seasoned professional to oversee the development and implementation of comprehensive compliance frameworks, ensuring seamless integration with business operations.Key Responsibilities:Provide strategic advisory services to clients on regulatory compliance, risk mitigation, senior management accountability,...


  • Madurai, Tamil Nadu, India beBeeCompliance Full time ₹ 15,00,000 - ₹ 20,00,000

    Job Summary:We are seeking an experienced Compliance Specialist to oversee the security compliance program for our data centers.About the Role:The Compliance team is responsible for ensuring consistent application and monitoring of compliance procedures, fostering accountability and regulatory adherence within the organization. As a Compliance Specialist,...


  • Madurai, Tamil Nadu, India beBeeCompliance Full time ₹ 15,00,000 - ₹ 25,00,000

    Regulatory Compliance ExpertJob Summary:The Regulatory Compliance Expert role is a critical position that requires strong expertise in regulatory compliance, risk management, and legal matters.This individual will ensure adherence to RBI and SEBI regulations, support governance processes, manage audits and inspections, and provide compliance guidance to...


  • Madurai, Tamil Nadu, India beBeeCompliance Full time US$ 90,000 - US$ 1,20,000

    Business Compliance SpecialistWe are seeking an experienced Business Compliance Specialist to assist with US federal and state compliance requirements, business formation, and registration processes. This role involves handling federal registrations, state and local tax registrations, payroll setups, and ongoing regulatory compliance.Key...